SEC-registered investment adviser, Form ADV
MH INVESTMENT MANAGEMENT INC
CRD #108961 · SEC file 801-55917
Regulatory AUM
$63M
Accounts
1
Employees
3 (3 advisory)
Regulatory assets under management (RAUM) is the gross figure Form ADV instructions require: securities portfolios without deducting borrowed money. It measures size, not skill, and no public record reports this firm's investment returns. Of the total, $63M is managed with discretion (the firm trades without asking first) and $0 without.
How this firm is paid
On Item 5.E of its Form ADV, this firm reports being compensated through a percentage of assets under management.
What each of these arrangements means, and the compounding arithmetic behind the percentage-of-assets model, is on the fees page.
Services, custody, and wrap programs
On its Form ADV, the firm reports providing portfolio management for pooled investment vehicles.
The firm reports no custody of client cash or securities on its Form ADV. Client assets would sit with a separate custodian, which is the arrangement to confirm in writing.
Disciplinary record
This firm answered yes to at least one disciplinary or legal question on Form ADV Item 11.
Item 11 asks about criminal matters, regulatory actions, and certain civil judgments involving the firm or its advisory affiliates. A yes answer is a fact the firm reported itself; it says nothing about how serious the underlying events were, how old they are, or who inside the firm they involve. Read the actual events on the SEC's public detail page before drawing conclusions: MH INVESTMENT MANAGEMENT INC on adviserinfo.sec.gov.
Questions to ask this adviser
- Are you fee-only, or fee-based? If any compensation comes from commissions or third parties, what products does it come from?
- Are you a fiduciary at all times when advising me, and will you put that in writing? (Dual registrants can switch standards between accounts; here is why that matters.)
- Who custodies my assets, and will statements come to me directly from that custodian?
- May I have your Form CRS and your Form ADV Part 2A brochure before I sign or pay anything? (You are owed both.)
Comparing more than one firm?
Matching services introduce you to advisers from a pool of firms that pay to receive those introductions. That is the honest caveat, and it is also a fast way to get two or three firms in front of you to compare against this one. The assessment of each service, including who pays whom, is on the matching page linked below.
How matching services actually work, first
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Source: this firm's own SEC Form ADV filing, dated Mar 20, 2026, from the July 2026 SEC monthly data release. Verify anything here against the live record at adviserinfo.sec.gov.