SEC Form ADV, by state
The largest investment adviser firms in Arkansas
The current SEC Form ADV data lists 61 investment adviser firms headquartered in Arkansas, of which 8 (13.1%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| STEPHENS | LITTLE ROCK | $18B | % of AUMhourlyfixedperformancecommissions | yes, reported |
| STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | LITTLE ROCK | $7.9B | % of AUMperformance | none reported |
| SOWELL MANAGEMENT | NORTH LITTLE ROCK | $4.8B | % of AUMhourlyfixed | yes, reported |
| ARVEST WEALTH MANAGEMENT | LOWELL | $3.4B | % of AUMfixed | yes, reported |
| 36 NORTH CAPITAL MANAGEMENT, LLC | BENTONVILLE | $2.7B | % of AUMfixed | none reported |
| GREENWOOD GEARHART, LLC | FAYETTEVILLE | $2.0B | % of AUMfixedperformanceother | none reported |
| STEPHENS GROUP ASSET MANAGEMENT, LLC | LITTLE ROCK | $1.7B | % of AUM | none reported |
| NAVITER WEALTH, LLC | LITTLE ROCK | $1.6B | % of AUMperformance | yes, reported |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | LITTLE ROCK | $1.5B | % of AUMfixed | none reported |
| FOUNDATION RESOURCE MANAGEMENT, INC. | LITTLE ROCK | $1.1B | % of AUM | none reported |
| BASS AND BELL, INC. | LITTLE ROCK | $1.0B | % of AUM | none reported |
| LATHROP INVESTMENT MANAGEMENT COMPANY | LITTLE ROCK | $1.0B | % of AUM | none reported |
| THE ARKANSAS FINANCIAL GROUP, INC. | LITTLE ROCK | $971M | % of AUMhourlyfixed | none reported |
| HEXAGON CAPITAL PARTNERS, LLC | ROGERS | $965M | % of AUM | none reported |
| TMB CAPITAL PARTNERS, LLC | LITTLE ROCK | $868M | % of AUM | none reported |
| MERIDIAN INVESTMENT ADVISORS | LITTLE ROCK | $862M | % of AUMfixed | none reported |
| BY CRYPTO MANAGEMENT, LLC | LITTLE ROCK | $713M | % of AUMperformance | none reported |
| NEWROAD CAPITAL PARTNERS, LLC | BENTONVILLE | $584M | % of AUMperformance | none reported |
| GILLILAND JETER WEALTH MANAGEMENT, LLC | LITTLE ROCK | $569M | % of AUM | none reported |
| MACH-1 FINANCIAL GROUP, LLC | ROGERS | $546M | % of AUMfixed | none reported |
| IFRAH FINANCIAL SERVICES, INC. | LITTLE ROCK | $489M | % of AUMhourlyfixed | none reported |
| CABANA ASSET MANAGEMENT | FAYETTEVILLE | $472M | % of AUM | none reported |
| MUSTARD SEED WEALTH MANAGEMENT | MAGNOLIA | $449M | % of AUMhourlyfixed | none reported |
| HORRELL CAPITAL MANAGEMENT, INC. | LITTLE ROCK | $435M | % of AUMhourlyfixed | none reported |
| NEW WAVE WEALTH ADVISORS | SPRINGDALE | $387M | % of AUM | none reported |
| APPLIED CAPITAL LLC | LITTLE ROCK | $358M | % of AUM | none reported |
| SYMBIOSIS CAPITAL PARTNERS, LLC | BENTONVILLE | $357M | performanceother | none reported |
| LEXINGTON RESEARCH AND CAPITAL GROUP, LLC | FAYETTEVILLE | $355M | % of AUM | none reported |
| GUTIERREZ WEALTH ADVISORY, LLC | LITTLE ROCK | $329M | % of AUMfixed | none reported |
| CLIENTFIRST WEALTH MANAGEMENT, LLC | LITTLE ROCK | $303M | % of AUMhourlyfixed | none reported |
| MENDEL CAPITAL MANAGEMENT, LLC | LITTLE ROCK | $272M | % of AUMhourlyfixed | none reported |
| FOREST HILL CAPITAL, LLC | LITTLE ROCK | $249M | % of AUMperformance | none reported |
| THE CIRCUMFERENCE GROUP LLC | LITTLE ROCK | $240M | % of AUMperformance | none reported |
| IPSEN ADVISOR GROUP | LITTLE ROCK | $236M | % of AUMhourlyfixed | none reported |
| MILLENNIUM CAPITAL ADVISORS, LLC | LITTLE ROCK | $232M | % of AUMhourly | none reported |
| NATURAL CAPITAL | FAYETTEVILLE | $226M | % of AUMperformanceother | none reported |
| FINANCIAL MANAGEMENT, INC. | LITTLE ROCK | $224M | % of AUMhourlyfixed | none reported |
| BROWN CAPITAL MANAGEMENT, LLC | LITTLE ROCK | $205M | % of AUMhourly | none reported |
| LIEBLONG & ASSOCIATES, INC. | LITTLE ROCK | $198M | % of AUMperformance | none reported |
| CREWS & ASSOCIATES, INC. | LITTLE ROCK | $181M | % of AUM | yes, reported |
| FAMILY LEGACY PLANNING | BENTONVILLE | $169M | % of AUMhourlyfixed | none reported |
| FORTY THREE EIGHTEEN ADVISORS, LLC | BENTONVILLE | $168M | % of AUMhourlyperformance | none reported |
| WESTROCK ASSET MANAGEMENT, LLC | LITTLE ROCK | $163M | % of AUMperformance | none reported |
| CORKERN & CO., INC. | LITTLE ROCK | $162M | % of AUMhourly | none reported |
| FINANCIAL LEGACY MANAGEMENT, NC. | LITTLE ROCK | $155M | % of AUMhourlyfixedother | none reported |
| THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC | BENTONVILLE | $151M | % of AUM | yes, reported |
| RIVERTREE WEALTH | LITTLE ROCK | $143M | % of AUMhourlyfixed | none reported |
| OCTOBER WEALTH ADVISORS, INC | FORT SMITH | $142M | % of AUMfixed | none reported |
| ST. BERNARD FINANCIAL SERVICES, INC. | RUSSELLVILLE | $136M | % of AUMhourly | yes, reported |
| VEACH FAMILY FINANCIAL | NORTH LITTLE ROCK | $134M | % of AUMhourly | none reported |
Source: SEC Form ADV monthly data, firms reporting a Arkansasheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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