SEC Form ADV, by state
The largest investment adviser firms in Washington
The current SEC Form ADV data lists 306 investment adviser firms headquartered in Washington, of which 27 (8.8%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| PARAMETRIC PORTFOLIO ASSOCIATES | SEATTLE | $685B | % of AUMfixed | yes, reported |
| RUSSELL INVESTMENTS | SEATTLE | $81B | % of AUMfixedperformancecommissionsother | none reported |
| RUSSELL INVESTMENTS | SEATTLE | $69B | % of AUMfixedperformanceother | yes, reported |
| RUSSELL INVESTMENTS | SEATTLE | $35B | % of AUMfixedperformanceother | none reported |
| INVESCO MANAGED ACCOUNTS, LLC | SEATTLE | $31B | % of AUMfixed | yes, reported |
| BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | SEATTLE | $24B | % of AUMperformance | yes, reported |
| HIMALAYA CAPITAL | SEATTLE | $21B | performanceother | none reported |
| BRIGHTON JONES LLC | SEATTLE | $19B | % of AUMhourlyfixedperformance | none reported |
| FREESTONE CAPITAL MANAGEMENT, LLC | SEATTLE | $15B | % of AUMfixedperformance | none reported |
| COLDSTREAM WEALTH MANAGEMENT | BELLEVUE | $14B | % of AUMhourlyfixedperformanceother | none reported |
| PUGH CAPITAL MANAGEMENT, INC. | SEATTLE | $13B | % of AUMperformance | none reported |
| LNW | SEATTLE | $12B | % of AUMfixed | none reported |
| SILVER CREEK ADVISORY PARTNERS LLC | SEATTLE | $10B | % of AUMperformanceother | none reported |
| SATURNA CAPITAL CORPORATION | BELLINGHAM | $8.6B | % of AUMfixedperformance | none reported |
| EMPIRICAL WEALTH MANAGEMENT | SEATTLE | $8.4B | % of AUMhourlyfixedperformance | none reported |
| FRAZIER HEALTHCARE PARTNERS | SEATTLE | $7.7B | % of AUMperformance | none reported |
| WASHINGTON CAPITAL MANAGEMENT INC | SEATTLE | $7.4B | % of AUMhourlyfixedperformanceother | none reported |
| CERCANO MANAGEMENT LLC | BELLEVUE | $7.3B | % of AUMhourlyfixedperformance | none reported |
| BADGLEY PHELPS WEALTH MANAGERS | SEATTLE | $7.3B | % of AUMhourlyfixedother | none reported |
| EVERGREEN CAPITAL MANAGEMENT LLC | BELLEVUE | $7.2B | % of AUMfixedperformanceother | none reported |
| THREADLINE WEALTH | BELLEVUE | $5.8B | % of AUMhourlyfixed | none reported |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC | EDMONDS | $4.6B | % of AUMother | none reported |
| NORTHWEST ASSET MANAGEMENT | MERCER ISLAND | $4.1B | % of AUMhourlyfixed | none reported |
| STRATEGIC INCOME MANAGEMENT, LLC | SEATTLE | $3.1B | % of AUM | none reported |
| PARCION PRIVATE WEALTH LLC | BELLEVUE | $3.0B | % of AUMfixed | none reported |
| INATAI INVESTMENT MANAGEMENT CO. LLC | SEATTLE | $2.7B | % of AUM | none reported |
| GARDE CAPITAL, INC. | SEATTLE | $2.7B | % of AUMhourlyfixed | none reported |
| STEELHEAD PARTNERS, LLC | SEATTLE | $2.5B | % of AUMperformanceother | none reported |
| TSCHETTER GROUP | BELLEVUE | $2.4B | % of AUMhourlyfixed | none reported |
| MILLIMAN ADVISORS, LLC | SEATTLE | $2.3B | % of AUMhourlyfixed | none reported |
| KOSMOS MANAGEMENT LLC | SEATTLE | $2.2B | % of AUMperformance | none reported |
| KILEY JUERGENS WEALTH MANAGEMENT, LLC | OLYMPIA | $2.2B | % of AUMhourlyfixed | none reported |
| PRIVATE ADVISORY | REDMOND | $2.1B | % of AUMperformance | none reported |
| GOLDFINCH PARTNERS | BELLEVUE | $2.1B | % of AUMperformance | none reported |
| SCS | BELLEVUE | $1.9B | % of AUMfixed | yes, reported |
| FIRST PACIFIC FINANCIAL, INC. | VANCOUVER | $1.9B | % of AUMhourlyfixed | none reported |
| D'ANNUNZIO CONSULTING GROUP, LLC | TACOMA | $1.9B | fixed | none reported |
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC | SILVERDALE | $1.9B | % of AUMhourlyfixed | yes, reported |
| SLOY, DAHL & HOLST, LLC | VANCOUVER | $1.8B | % of AUMhourlyperformance | none reported |
| AUXANO ADVISORS | BELLEVUE | $1.8B | % of AUM | none reported |
| FINANCIAL PLAN, INC. | BELLINGHAM | $1.6B | % of AUMhourly | none reported |
| PETERSEN HASTINGS WEALTH ADVISORS, INC. | KENNEWICK | $1.6B | % of AUMhourlyfixed | none reported |
| ALTRAVUE CAPITAL, LLC | BELLEVUE | $1.5B | % of AUMperformance | none reported |
| ACUITAS INVESTMENTS, LLC | SEATTLE | $1.5B | % of AUMperformance | none reported |
| COLUMBIA PACIFIC ADVISORS, LLC | SEATTLE | $1.5B | % of AUMperformance | none reported |
| MARTEL WEALTH ADVISORS, LLC | VANCOUVER | $1.5B | % of AUM | none reported |
| LEADER CAPITAL CORP. | VANCOUVER | $1.4B | % of AUM | yes, reported |
| GREENE WEALTH MANAGEMENT, LLC | SEATTLE | $1.4B | % of AUMhourlyfixed | none reported |
| MCILRATH & ECK, LLC | ARLINGTON | $1.4B | % of AUMfixed | none reported |
| 180 WEALTH ADVISORS, LLC | FEDERAL WAY | $1.4B | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Washingtonheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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