SEC Form ADV, by state
The largest investment adviser firms in South Carolina
The current SEC Form ADV data lists 122 investment adviser firms headquartered in South Carolina, of which 10 (8.2%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| LPL FINANCIAL LLC | FORT MILL | $819B | % of AUMhourlyfixed | yes, reported |
| GREYSTAR INVESTMENT GROUP, LLC | CHARLESTON | $36B | % of AUMperformanceother | none reported |
| LPL ENTERPRISE, LLC | FORT MILL | $25B | % of AUMhourlyfixed | yes, reported |
| APOLLON WEALTH MANAGEMENT, LLC | MOUNT PLEASANT | $12B | % of AUMhourlyfixed | none reported |
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | COLUMBIA | $5.0B | % of AUMhourlyfixed | none reported |
| PERFORMA LIMITED (US), LLC | CHARLESTON | $4.5B | % of AUM | none reported |
| PERMCAP INVESTMENT OFFICE | CHARLESTON | $4.0B | % of AUMfixedperformance | yes, reported |
| TANDEM INVESTMENT ADVISORS INC | CHARLESTON | $3.5B | % of AUM | none reported |
| FOSTER VICTOR | GREENVILLE | $2.6B | % of AUMfixed | none reported |
| THE FIDUCIARY ALLIANCE | GREENVILLE | $2.5B | % of AUMhourlyfixedperformance | none reported |
| ABACUS PLANNING GROUP, INC. | COLUMBIA | $2.2B | % of AUMhourlyfixed | yes, reported |
| COLONIAL TRUST ADVISORS, INC. | SPARTANBURG | $1.9B | % of AUMfixed | none reported |
| GREENWOOD CAPITAL ASSOCIATES, LLC | GREENWOOD | $1.8B | % of AUMfixedother | none reported |
| CCM INVESTMENT ADVISERS, LLC | COLUMBIA | $1.5B | % of AUM | none reported |
| ANCHOR INVESTMENT MANAGEMENT | COLUMBIA | $1.5B | % of AUMfixed | none reported |
| APOLLON FINANCIAL, LLC | MOUNT PLEASANT | $1.4B | % of AUMhourlyfixed | none reported |
| VERITY INVESTMENT PARTNERS | BEAUFORT | $1.4B | % of AUMfixed | none reported |
| LIBERTY HALL CAPITAL PARTNERS, L.P. | CHARLESTON | $1.1B | % of AUMfixedperformance | none reported |
| VOLOFIN CAPITAL MANAGEMENT | DANIEL ISLAND | $1.0B | % of AUMother | none reported |
| GROUND SWELL CAPITAL, LLC | FOLLY BEACH | $949M | % of AUMperformanceother | none reported |
| CURRAN FINANCIAL PARTNERS, LLC | DANIEL ISLAND | $749M | % of AUMhourlyfixed | none reported |
| DISCIPLINE WEALTH SOLUTIONS, INC. | GREENVILLE | $747M | % of AUMhourlyfixed | none reported |
| WEALTH MANAGEMENT ADVISORS, LLC | GREENVILLE | $686M | % of AUMhourlyfixed | none reported |
| GLOBAL FRONTIER INVESTMENTS, LLC | CHARLESTON | $682M | % of AUMperformance | none reported |
| MTM INVESTMENT MANAGEMENT, LLC | SPARTANBURG | $678M | % of AUM | none reported |
| BNA WEALTH | ROCK HILL | $620M | % of AUMfixed | yes, reported |
| HOBBS GROUP ADVISORS LLC | COLUMBIA | $584M | % of AUMhourlyfixed | none reported |
| BURKETT FINANCIAL SERVICES, LLC | ROCK HILL | $573M | % of AUMhourlyfixed | none reported |
| HEADLAND CAPITAL | MT. PLEASANT | $559M | % of AUMhourlyfixed | none reported |
| GLOBAL VIEW INVESTMENT ADVISORS, LLC | GREENVILLE | $554M | % of AUMhourly | none reported |
| DIVIDEND ASSETS CAPITAL, LLC | RIDGELAND | $541M | % of AUM | none reported |
| MORRIS FINANCIAL CONCEPTS, INC. | MOUNT PLEASANT | $538M | % of AUMhourlyfixed | none reported |
| STOKES CAPITAL ADVISORS, LLC | GREENWOOD | $499M | % of AUM | none reported |
| JACKSON FINANCIAL SERVICES, LLC | MT. PLEASANT | $498M | % of AUMhourlyfixedother | none reported |
| FUSION CAPITAL, LLC | MT. PLEASANT | $492M | % of AUM | none reported |
| OBJECTIVITY SQUARED WEALTH MANAGEMENT | CHARLESTON | $488M | % of AUM | none reported |
| THE CAVANAUGH GROUP INC | KIAWAH ISLAND | $486M | % of AUM | yes, reported |
| MATCH GRADE ADVISORS | GREENVILLE | $479M | % of AUMfixed | none reported |
| WEBSTERROGERS FINANCIAL ADVISORS, LLC | FLORENCE | $461M | % of AUMhourly | none reported |
| HARDIN CAPITAL PARTNERS, LLC | GREENVILLE | $448M | % of AUMhourly | none reported |
| PRIMETRUST ADVISORS LLC | GREENVILLE | $422M | % of AUMhourlyfixed | yes, reported |
| HILTON HEAD CAPITAL PARTNERS, LLC | HILTON HEAD ISLAND | $410M | % of AUMhourlyfixed | none reported |
| BALLAST ROCK PRIVATE WEALTH | CHARLESTON | $406M | % of AUMcommissions | none reported |
| GUNDERSON CAPITAL MANAGEMENT | MOUNT PLEASANT | $396M | % of AUM | yes, reported |
| GOEPPER BURKHARDT LLC | GREENVILLE | $380M | % of AUM | none reported |
| FAMILY LEGACY, INC. | GREENVILLE | $377M | % of AUMfixed | none reported |
| HILTON HEAD FINANCIAL ADVISORS, INC. | HILTON HEAD | $375M | % of AUMhourlyfixed | none reported |
| HANOVER ADVISORS, INC | SENECA | $355M | % of AUMother | none reported |
| NORRIS FINANCIAL GROUP, LLC | GREENVILLE | $353M | % of AUMhourlyfixed | none reported |
| ALTRIARCH ASSET MANAGEMENT, LLC | CHARLESTON | $349M | performanceother | none reported |
Source: SEC Form ADV monthly data, firms reporting a South Carolinaheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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