SEC Form ADV, by state
The largest investment adviser firms in Hawaii
The current SEC Form ADV data lists 22 investment adviser firms headquartered in Hawaii, of which 2 (9.1%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| CKW FINANCIAL GROUP, LLC | HONOLULU | $2.5B | % of AUMfixed | none reported |
| ASSET MANAGEMENT GROUP OF BANK OF HAWAII | HONOLULU | $1.3B | % of AUM | yes, reported |
| CADINHA & CO LLC | HONOLULU | $1.1B | % of AUMhourly | none reported |
| THE RICE PARTNERSHIP, LLC | HONOLULU | $985M | % of AUMfixed | none reported |
| BLACKSAND CAPITAL, LLC | HONOLULU | $506M | % of AUMperformance | none reported |
| FINANCIAL PLANNING HAWAII, INC. | HONOLULU | $382M | % of AUMhourlyfixed | none reported |
| REGENCY CAPITAL MANAGEMENT INC. | HONOLULU | $364M | % of AUM | none reported |
| YIM INVESTMENT MANAGEMENT, LLC | HONOLULU | $308M | % of AUMcommissions | yes, reported |
| ANDREWS ADVISORY ASSOCIATES, LLC | HONOLULU | $269M | % of AUMhourlyfixed | none reported |
| ROBERT PRISKE, LLC | HONOLULU | $220M | % of AUMhourly | none reported |
| KAHALA FINANCIAL ADVISORS, LLC | HONOLULU | $203M | % of AUM | none reported |
| FORT STREET ASSET MANAGEMENT LLC | HONOLULU | $195M | % of AUMperformance | none reported |
| BISHOP STREET CAPITAL MANAGEMENT | HONOLULU | $166M | % of AUM | none reported |
| HUMBLE CAPITAL MANAGEMENT LLC | HONOLULU | $146M | % of AUMperformance | none reported |
| ACP INVESTMENT MANAGEMENT | KAILUA-KONA | $132M | % of AUMhourlyfixed | none reported |
| SHIRAISHI FINANCIAL GROUP ADVISORS | HONOLULU | $110M | % of AUMfixedother | none reported |
| SONIC GP LLC | HONOLULU | $110M | % of AUMperformance | none reported |
| BLACKSAND CAPITAL MANAGEMENT I, LLC | HONOLULU | $25M | % of AUMperformance | none reported |
| WEALTHJAR INVESTMENT ADVISORY, LLC | HONOLULU | $6.4M | % of AUMfixed | none reported |
| WEALTH ALIGNMENT PARTNERS, LLC | HONOLULU | $0 | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Hawaiiheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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