SEC Form ADV, by state
The largest investment adviser firms in Indiana
The current SEC Form ADV data lists 162 investment adviser firms headquartered in Indiana, of which 16 (9.9%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| 40/86 ADVISORS, INC. | CARMEL | $30B | % of AUMperformance | none reported |
| ONEAMERICA ASSET MANAGEMENT, LLC | INDIANAPOLIS | $24B | % of AUMfixedother | none reported |
| OXFORD FINANCIAL GROUP, LTD | CARMEL | $23B | % of AUMfixed | none reported |
| SAPIENT CAPITAL LLC | INDIANAPOLIS | $14B | % of AUMfixedperformance | none reported |
| VALEO FINANCIAL ADVISORS, LLC | CARMEL | $13B | % of AUMfixedother | none reported |
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | CARMEL | $6.2B | % of AUMfixed | none reported |
| SYM FINANCIAL ADVISORS | WINONA LAKE | $5.8B | % of AUMfixed | none reported |
| MJ RETIREMENT | CARMEL | $5.5B | % of AUMhourlyfixed | none reported |
| GOELZER INVESTMENT MANAGEMENT | CARMEL | $4.5B | % of AUMfixed | yes, reported |
| CX INSTITUTIONAL, LLC | AUBURN | $4.5B | % of AUMfixed | none reported |
| BAXTER CAPITAL MANAGEMENT INC | INDIANAPOLIS | $4.2B | % of AUMfixed | none reported |
| WINTHROP CAPITAL MANAGEMENT | CARMEL | $4.0B | % of AUMhourlyfixed | none reported |
| THURSTON SPRINGER ADVISORS | INDIANAPOLIS | $3.7B | % of AUMhourlyfixedcommissions | none reported |
| DONALDSON CAPITAL MANAGEMENT LLC | EVANSVILLE | $3.5B | % of AUMfixed | none reported |
| PRAXIS INVESTMENT MANAGEMENT, INC. | GOSHEN | $3.3B | % of AUM | none reported |
| CREATIVE FINANCIAL DESIGNS, INC. | KOKOMO | $2.9B | % of AUMhourlyfixedsubscription | yes, reported |
| BEDEL FINANCIAL CONSULTING INC | INDIANAPOLIS | $2.9B | % of AUMfixed | none reported |
| GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC | INDIANAPOLIS | $2.7B | % of AUM | none reported |
| PHILLIPS FINANCIAL | FORT WAYNE | $2.6B | % of AUMhourlyfixedcommissions | none reported |
| WOODLEY FARRA | INDIANAPOLIS | $2.3B | % of AUMfixed | none reported |
| ELSER FINANCIAL PLANNING, INC. | INDIANAPOLIS | $2.1B | % of AUMhourlyfixed | none reported |
| CERES PARTNERS, LLC | SOUTH BEND | $2.0B | % of AUMperformance | none reported |
| AXIA ADVISORY | INDIANAPOLIS | $1.9B | % of AUMhourlyfixed | none reported |
| INVST, LLC | INDIANAPOLIS | $1.6B | % of AUMhourlyfixedother | none reported |
| LJI WEALTH MANAGEMENT, LLC | INDIANAPOLIS | $1.4B | % of AUMhourlyfixedcommissions | none reported |
| WEALTH ADVISORS GROUP | FORT WAYNE | $1.3B | % of AUMhourlyfixed | none reported |
| WALLINGTON ASSET MANAGEMENT | INDIANAPOLIS | $1.3B | % of AUMhourlyfixed | none reported |
| PETTINGA FINANCIAL ADVISORS, LLC | EVANSVILLE | $1.3B | % of AUMfixed | none reported |
| DEERFIELD | INDIANAPOLIS | $1.2B | % of AUMhourlyfixed | none reported |
| COREVISION FINANCIAL GROUP | SHELBYVILLE | $1.2B | % of AUMhourly | none reported |
| KORHORN FINANCIAL GROUP | GRANGER | $1.2B | % of AUMhourlyfixed | none reported |
| FI3 FINANCIAL ADVISORS, LLC | INDIANAPOLIS | $1.1B | % of AUMfixedother | none reported |
| CENTERFIELD CAPITAL PARTNERS | INDIANAPOLIS | $1.1B | % of AUMperformance | none reported |
| VESTIA PERSONAL WEALTH ADVISORS | FORT WAYNE | $1.1B | % of AUMhourlyfixed | none reported |
| ARCHER INVESTMENT CORPORATION | CARMEL | $1.0B | % of AUMfixed | none reported |
| FINANCIAL ENHANCEMENT GROUP | ANDERSON | $987M | % of AUMhourlyfixed | none reported |
| WALTER KEENAN WEALTH MANAGEMENT | SOUTH BEND | $983M | % of AUMhourlyfixed | none reported |
| AMI INVESTMENT MANAGEMENT INC | KENDALLVILLE | $964M | % of AUMhourlyfixed | none reported |
| EVERNEST FINANCIAL ADVISORS | CARMEL | $963M | % of AUMfixed | none reported |
| SMI ADVISORY SERVICES, LLC | COLUMBUS | $949M | % of AUM | none reported |
| GALECKI FINANCIAL MANAGEMENT INC | FORT WAYNE | $929M | % of AUMhourlyfixed | none reported |
| ATLAS CAPITAL MANAGEMENT CORP | FT WAYNE | $870M | % of AUMfixedperformance | yes, reported |
| LYNCH & ASSOCIATES | NEWBURGH | $831M | % of AUMhourlyfixed | none reported |
| HURLOW WEALTH MANAGEMENT GROUP, INC. | BLOOMINGTON | $794M | % of AUMhourlyfixed | none reported |
| SYCAMORE FINANCIAL GROUP | KOKOMO | $787M | % of AUM | yes, reported |
| MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC | INDIANAPOLIS | $776M | % of AUMhourlyfixed | none reported |
| US AGRICULTURE | CARMEL | $759M | % of AUMperformance | none reported |
| QUANTUM FINANCIAL SERVICES INC. | INDIANAPOLIS | $731M | % of AUMhourlyfixed | none reported |
| 3FOURTEEN & SMI ADVISORY SERVICES, LLC | COLUMBUS | $723M | % of AUM | none reported |
| HALTER FERGUSON FINANCIAL INC | CARMEL | $705M | % of AUMhourlyfixedperformance | none reported |
Source: SEC Form ADV monthly data, firms reporting a Indianaheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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