SEC Form ADV, by state
The largest investment adviser firms in Wyoming
The current SEC Form ADV data lists 44 investment adviser firms headquartered in Wyoming, of which 1 (2.3%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| HRTG GPE, LLC | WILSON | $27B | % of AUMother | none reported |
| FRONTIER ASSET MANAGEMENT, LLC | SHERIDAN | $5.5B | % of AUMhourlyfixed | none reported |
| GOLDEN STATE WEALTH MANAGEMENT, LLC | POWELL | $2.2B | % of AUMother | none reported |
| FLAT FOOTED LLC | WILSON | $2.1B | % of AUMperformance | none reported |
| FLAT ROCK GLOBAL | JACKSON | $1.6B | % of AUMperformance | none reported |
| INTEGRITY FINANCIAL CORPORATION | JACKSON | $868M | % of AUM | none reported |
| HARFST AND ASSOCIATES, INC. | SHERIDAN | $783M | % of AUMhourlyfixed | none reported |
| GREYBULL ADVISORS, LLC | JACKSON | $514M | % of AUMperformance | none reported |
| CANNELL CAPITAL LLC | ALTA | $373M | % of AUMperformance | yes, reported |
| INCOME FOCUS PORTFOLIO MANAGEMENT | JACKSON | $362M | % of AUM | none reported |
| ELEVATE WEALTH MANAGEMENT | SHERIDAN | $320M | % of AUMhourlyfixed | none reported |
| FOUNDERS EQUITY PARTNERS | JACKSON | $309M | % of AUMperformance | none reported |
| TRACTION FINANCIAL PARTNERS | ENCAMPMENT | $288M | % of AUMhourlyfixed | none reported |
| PINNACLE WEST ASSET MANAGEMENT INC | CASPER | $246M | % of AUM | none reported |
| GERVAIS CAPITAL MANAGEMENT, LLC | WILSON | $156M | % of AUMhourlyfixedperformance | none reported |
| FIDUCIARY CAPITAL MANAGEMENT LLC | CHEYENNE | $149M | % of AUMhourlyfixed | none reported |
| MARKLE FINANCIAL LLC | LARAMIE | $141M | % of AUMhourlyfixed | none reported |
| RW BAKER WEALTH MANAGEMENT GROUP LLC | CHEYENNE | $135M | % of AUMhourlyfixed | none reported |
| COPPERLINE WEALTH MANAGEMENT & PLANNING | CODY | $127M | % of AUMhourlyfixed | none reported |
| O'DONNELL WEALTH MANAGEMENT | CODY | $123M | % of AUM | none reported |
| CYPRESS CAPITAL MANAGEMENT, LLC | SHERIDAN | $122M | % of AUMfixed | none reported |
| GRUPP FINANCIAL LLC | JACKSON | $100M | % of AUM | none reported |
| UNEST ADVISERS, LLC | LARAMIE | $46M | % of AUMother | none reported |
| AFINITIV LLC | SHERIDAN | $270,831 | % of AUM | none reported |
| SAVILE PRIVATE WEALTH LLC | SHERIDAN | $0 | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Wyomingheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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