SEC Form ADV, by state
The largest investment adviser firms in Nevada
The current SEC Form ADV data lists 97 investment adviser firms headquartered in Nevada, of which 11 (11.3%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| KEYSTATE ADVISORY, LLC | LAS VEGAS | $17B | % of AUMfixed | none reported |
| THE AMERIFLEX GROUP | LAS VEGAS | $9.7B | % of AUMhourlyfixed | none reported |
| SIMPLIFY ASSET MANAGEMENT INC. | LAS VEGAS | $9.6B | % of AUMperformance | none reported |
| GUIDED CHOICE ASSET MANAGEMENT, INC. | RENO | $8.5B | % of AUMfixedother | none reported |
| BELPOINTE ASSET MANAGEMENT LLC | RENO | $7.6B | % of AUMhourlyfixed | none reported |
| THE WEALTH CONSULTING GROUP | LAS VEGAS | $6.3B | % of AUMhourlyfixed | none reported |
| DIGITAL ALPHA ADVISORS, LLC | HENDERSON | $2.4B | % of AUMperformance | none reported |
| THE INVESTMENT COUNSEL COMPANY | LAS VEGAS | $2.2B | % of AUMfixed | none reported |
| ZAZOVE ASSOCIATES LLC | INCLINE VILLAGE | $2.0B | % of AUMperformance | none reported |
| ARISTA WEALTH MANAGEMENT, LLC | LAS VEGAS | $1.2B | % of AUMhourlyfixed | none reported |
| NAVELLIER & ASSOCIATES INC | RENO | $1.1B | % of AUMperformance | yes, reported |
| DTCP USA LLC | LAS VEGAS | $1.0B | fixedperformance | none reported |
| RB CAPITAL MANAGEMENT, LLC | RENO | $931M | % of AUMhourlyfixed | none reported |
| PILGRIM GLOBAL ADVISORS LLC | RENO | $884M | % of AUMperformance | yes, reported |
| 1CONFIRMATION | INCLINE VILLAGE | $860M | % of AUMperformance | none reported |
| AMERICAN WEALTH MANAGEMENT | RENO | $761M | % of AUMhourlyfixed | none reported |
| PALISADE INVESTMENTS, LLC | ZEPHYR COVE | $653M | % of AUMfixed | yes, reported |
| BUCKLEY WEALTH | LAS VEGAS | $644M | % of AUMhourlyfixed | none reported |
| ALJIAN CAPITAL MANAGEMENT | CARSON CITY | $628M | % of AUM | none reported |
| RAREVIEW CAPITAL LLC | LAS VEGAS | $538M | % of AUMfixed | none reported |
| KINGSBRIDGE WEALTH MANAGEMENT, INC. | LAS VEGAS | $469M | % of AUMother | none reported |
| OAK HARBOR CAPITAL, LLC | LAS VEGAS | $442M | % of AUMperformanceother | yes, reported |
| INVESTMENT MANAGEMENT CONSULTANTS | LAS VEGAS | $440M | % of AUMhourlyfixed | none reported |
| P4G CAPITAL MANAGEMENT, LLC | STATELINE | $419M | % of AUMperformance | none reported |
| CAPSTONE CAPITAL WEALTH ADVISORS | HENDERSON | $408M | % of AUMfixed | none reported |
| WEST RIDGE ADVISORS | HENDERSON | $396M | % of AUMhourlyfixed | none reported |
| AMERICAN RETIREMENT PLANNING GROUP INC | LAS VEGAS | $348M | % of AUMhourlyfixed | none reported |
| MISSION FINANCIAL GROUP, LLC | LAS VEGAS | $311M | % of AUMhourlyfixed | none reported |
| WINANS INVESTMENTS | LAS VEGAS | $306M | % of AUM | none reported |
| BOWERS WEALTH MANAGEMENT, INC. | GLENBROOK | $299M | % of AUM | none reported |
| WHITEBARK INVESTORS | INCLINE VILLAGE | $292M | % of AUMperformance | none reported |
| CASSADY WEALTH & RETIREMENT PLANNING L.L.C. | HENDERSON | $292M | % of AUMhourly | none reported |
| ONE WEALTH MAP, LLC | LAS VEGAS | $287M | % of AUMhourlyfixedsubscriptioncommissionsother | none reported |
| SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC | RENO | $286M | % of AUM | yes, reported |
| OPEN WINDOW FINANCIAL SOLUTIONS, LTD. | RENO | $284M | % of AUMhourlyfixed | none reported |
| KINGSBRIDGE INVESTMENT PARTNERS LLC | LAS VEGAS | $283M | % of AUMperformance | none reported |
| HALLADOR INVESTMENT ADVISORS, INC. | RENO | $271M | % of AUMperformanceother | none reported |
| VANTAGE WEALTH PLANNING | RENO | $265M | % of AUMhourlyfixed | none reported |
| FINLEY FINANCIAL, LLC | LAS VEGAS | $260M | % of AUM | yes, reported |
| GK WEALTH MANAGEMENT LLC | RENO | $259M | % of AUMhourlyfixed | yes, reported |
| PETERSON WEALTH MANAGEMENT, LLC | SPARKS | $251M | % of AUMhourly | none reported |
| MCBROOM & ASSOCIATES, LLC | LAS VEGAS | $242M | % of AUM | none reported |
| WHALEN FINANCIAL | LAS VEGAS | $223M | % of AUMfixed | none reported |
| DIAZO, LLC | HENDERSON | $222M | % of AUMfixed | none reported |
| SKYOAK CAPITAL, INC. | LAS VEGAS | $219M | % of AUMhourlyfixedperformanceother | none reported |
| SCHULTZ FINANCIAL GROUP INCORPORATED | RENO | $215M | hourlyfixed | none reported |
| ADAPTIVE WEALTH ENGINEERING | LAS VEGAS | $214M | % of AUMhourlyfixed | none reported |
| BAUMAN WEALTH ADVISORS | LAS VEGAS | $206M | % of AUM | yes, reported |
| MANHATTAN GLOBAL ASSET MANAGEMENT LLC | LAS VEGAS | $206M | % of AUM | none reported |
| ATHENA WEALTH MANAGEMENT, LLC | RENO | $174M | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Nevadaheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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