SEC Form ADV, by state
The largest investment adviser firms in New Mexico
The current SEC Form ADV data lists 28 investment adviser firms headquartered in New Mexico, of which 4 (14.3%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SANTA FE | $54B | % of AUM | yes, reported |
| ULRICH INVESTMENT CONSULTANTS | ALBUQUERQUE | $3.6B | % of AUMhourlyfixed | none reported |
| JOHN MOORE & ASSOCIATES INC | ALBUQUERQUE | $1.0B | % of AUMfixed | none reported |
| REDW WEALTH LLC | ALBUQUERQUE | $869M | % of AUMhourlyfixedother | none reported |
| ZANETTI FINANCIAL, LLC | ALBUQUERQUE | $809M | % of AUM | none reported |
| WESTWIND CAPITAL | LAS CRUCES | $796M | % of AUM | none reported |
| PORTFOLIO WEALTH ADVISORS | ALBUQUERQUE | $395M | % of AUMhourly | none reported |
| SUN MOUNTAIN CAPITAL ADVISORS, LLC | SANTA FE | $379M | % of AUMperformance | none reported |
| BCO WEALTH MANAGEMENT, LLC | CARLSBAD | $360M | % of AUMfixed | none reported |
| DXD CAPITAL | ALBUQUERQUE | $353M | % of AUMperformance | none reported |
| PERINI CAPITAL | CARLSBAD | $287M | % of AUMperformance | yes, reported |
| TITAN FUND MANAGEMENT, LLC | ALBUQUERQUE | $251M | % of AUMperformance | yes, reported |
| CITY DIFFERENT INVESTMENTS | SANTA FE | $244M | % of AUMperformanceother | none reported |
| MADRID WEALTH MANAGEMENT | ALBUQUERQUE | $212M | % of AUMhourlyfixed | none reported |
| SANDIA WEALTH MANAGEMENT, LLC | ALBUQUERQUE | $193M | % of AUMhourly | none reported |
| CROSS STATE FINANCIAL GROUP LLC | ALBUQUERQUE | $188M | % of AUMhourlyfixed | yes, reported |
| FINANCIAL PARTNERS, LLC | SANTA FE | $182M | % of AUMhourly | none reported |
| HANSEATIC MANAGEMENT SERVICES INC | ALBUQUERQUE | $174M | % of AUMhourlyfixed | none reported |
| MERIDIAN WEALTH ADVISORS, LLC | ALBUQUERQUE | $156M | % of AUMfixed | none reported |
| WATERROCK WEALTH MANAGEMENT | ALBUQUERQUE | $154M | % of AUMhourlyfixed | none reported |
| STEVE LYNCH WEALTH MANAGEMENT | ALBUQUERQUE | $153M | % of AUMfixed | none reported |
| HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. | SANTA FE | $151M | % of AUMhourlyfixed | none reported |
| OAKMONT ADVISORY GROUP, LLC | ALBUQUERQUE | $150M | % of AUM | none reported |
| ALTAMIRA FINANCIAL GROUP, LLC | SANTA FE | $130M | % of AUMhourly | none reported |
| SKG CAPITAL ADVISORS, LLC | ALBUQUERQUE | $129M | % of AUM | none reported |
| SANTA FE ADVISORS LLC | SANTA FE | $116M | % of AUMfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a New Mexicoheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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