SEC Form ADV, by state
The largest investment adviser firms in Utah
The current SEC Form ADV data lists 191 investment adviser firms headquartered in Utah, of which 14 (7.3%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| BRIDGE INVESTMENT GROUP | SANDY | $49B | % of AUMperformance | yes, reported |
| WASATCH ADVISORS LP | SALT LAKE CITY | $23B | % of AUMperformance | yes, reported |
| TOWNSQUARE CAPITAL, LLC | LEHI | $18B | % of AUMfixed | none reported |
| SOLTIS INVESTMENT ADVISORS, LLC | ST. GEORGE | $12B | % of AUMfixedperformance | none reported |
| CYNOSURE GROUP, LLC | SALT LAKE CITY | $9.8B | % of AUMfixedperformance | none reported |
| WESTWOOD GLOBAL INVESTMENTS | PARK CITY | $9.5B | % of AUM | none reported |
| SEPIO CAPITAL, LP | SALT LAKE CITY | $5.6B | % of AUMfixedperformanceother | none reported |
| DIVERSIFY ADVISORY SERVICES, LLC | SANDY | $4.6B | % of AUMhourlyfixed | none reported |
| DIVERSIFY WEALTH MANAGEMENT, LLC | SANDY | $4.1B | % of AUMhourlyfixed | none reported |
| GRANDEUR PEAK GLOBAL ADVISORS | SALT LAKE CITY | $3.8B | % of AUMperformance | none reported |
| CREWE ADVISORS | SALT LAKE CITY | $3.1B | % of AUMhourlyfixedperformance | none reported |
| PETERSON PARTNERS | SALT LAKE CITY | $3.0B | % of AUMfixedperformance | none reported |
| GLADIUS CAPITAL MANAGEMENT LP | PARK CITY | $2.9B | % of AUMfixedperformance | none reported |
| DW HEALTHCARE PARTNERS | PARK CITY | $2.7B | % of AUMperformanceother | none reported |
| KEYSTONE NATIONAL GROUP, LLC | SALT LAKE CITY | $2.5B | % of AUMperformance | none reported |
| CAPITA FINANCIAL NETWORK, LLC | DRAPER | $2.3B | % of AUM | none reported |
| SUMMIT GLOBAL INVESTMENTS, LLC | BOUNTIFUL | $2.3B | % of AUMperformanceother | none reported |
| TOWER ARCH CAPITAL | DRAPER | $2.1B | % of AUMperformance | none reported |
| SUNDANCE BAY | SALT LAKE CITY | $2.1B | % of AUMperformance | none reported |
| ALBION FINANCIAL GROUP | SALT LAKE CITY | $2.0B | % of AUMhourlyfixedperformance | none reported |
| PHYSICIAN WEALTH ADVISORS, INC. | SALT LAKE CITY | $2.0B | % of AUM | none reported |
| HEALTHEQUITY ADVISORS | DRAPER | $2.0B | % of AUMfixed | none reported |
| THE NORDEN GROUP LLC | PROVO | $2.0B | % of AUMfixed | none reported |
| WEST RIM CAPITAL ASSOCIATES II, L.P. | LEHI | $1.7B | % of AUMperformance | none reported |
| ALTA CAPITAL MANAGEMENT LLC | SALT LAKE CITY | $1.6B | % of AUM | yes, reported |
| DRIVE WEALTH ADVISERS | LEHI | $1.5B | % of AUMhourlyfixedother | none reported |
| PORTSIDE WEALTH GROUP, LLC | PROVO | $1.4B | % of AUMhourlyfixed | yes, reported |
| B.O.S.S. RETIREMENT ADVISORS, LLC | LEHI | $1.4B | fixedother | yes, reported |
| CROSS CREEK ADVISORS, LLC | SALT LAKE CITY | $1.3B | % of AUMperformance | none reported |
| IRON GATE GLOBAL ADVISORS | NORTH SALT LAKE | $1.3B | % of AUMfixed | none reported |
| TRUENORTH WEALTH | SALT LAKE CITY | $1.3B | % of AUMhourlyother | none reported |
| ANDINA ADVISORS | LOGAN | $1.3B | % of AUMhourlyfixed | none reported |
| THREE SEASONS WEALTH | SALT LAKE CITY | $1.2B | % of AUMfixed | none reported |
| SANDLOT PARTNERS, LLC | OREM | $934M | % of AUMperformance | none reported |
| SG TRADING SOLUTIONS, LLC | BOUNTIFUL | $912M | % of AUM | none reported |
| TAYLOR DERRICK CAPITAL, L.L.C. | SALT LAKE CITY | $911M | % of AUMperformanceother | none reported |
| STRATEGIC PLANNING GROUP | BOUNTIFUL | $910M | % of AUMhourlyfixedother | yes, reported |
| GO INVEST LLC | WEST JORDAN | $889M | % of AUM | none reported |
| BRIDGE NET LEASE FUND MANAGER LLC | SANDY | $843M | % of AUMperformance | yes, reported |
| NET WORTH ADVISORY GROUP, LLC | SANDY | $838M | % of AUMhourlyfixed | none reported |
| ZIONS CAPITAL ADVISORS, INC. | SALT LAKE CITY | $831M | % of AUMfixed | none reported |
| PETERSON WEALTH ADVISORS, LLC | OREM | $830M | % of AUM | none reported |
| M3F, INC. | SALT LAKE CITY | $778M | % of AUMperformance | none reported |
| SOLIDARITY WEALTH, LLC | LEHI | $704M | % of AUMfixedsubscription | none reported |
| ABG CONSULTANTS | COTTONWOOD HEIGHTS | $697M | % of AUMhourlyfixed | none reported |
| ASCEND INVESTMENT PARTNERS | OGDEN | $661M | % of AUMhourly | none reported |
| ACCUVEST GLOBAL ADVISORS, INC. | PROVO | $630M | % of AUMfixedperformance | none reported |
| BANNER CAPITAL MANAGEMENT, LLC | LEHI | $619M | % of AUMperformance | none reported |
| LUNT CAPITAL MANAGEMENT INC. | HOLLADAY | $601M | % of AUM | none reported |
| LONE PEAK GLOBAL INVESTORS, LLC | ALPINE | $598M | % of AUM | none reported |
Source: SEC Form ADV monthly data, firms reporting a Utahheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
Other states
Alabama·Alaska·Arizona·Arkansas·California·Colorado·Connecticut·Delaware·Washington, D.C.·Florida·Georgia·Hawaii·Idaho·Illinois·Indiana·Iowa·Kansas·Kentucky·Louisiana·Maine·Maryland·Massachusetts·Michigan·Minnesota·Mississippi·Missouri·Montana·Nebraska·Nevada·New Hampshire·New Jersey·New Mexico·New York·North Carolina·North Dakota·Ohio·Oklahoma·Oregon·Pennsylvania·Rhode Island·South Carolina·South Dakota·Tennessee·Texas·Vermont·Virginia·Washington·West Virginia·Wisconsin·Wyoming