SEC Form ADV, by state
The largest investment adviser firms in Oklahoma
The current SEC Form ADV data lists 91 investment adviser firms headquartered in Oklahoma, of which 8 (8.8%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| EXCHANGE TRADED CONCEPTS, LLC | OKLAHOMA CITY | $23B | % of AUMfixed | none reported |
| CAVANAL HILL INVESTMENT MANAGEMENT, INC. | TULSA | $15B | % of AUM | yes, reported |
| CAPITAL ADVISORS, INC. | TULSA | $7.4B | % of AUMhourlyfixed | none reported |
| CE INVESTMENT MANAGEMENT, LLC | OKLAHOMA CITY | $5.9B | % of AUM | none reported |
| CAPTION MANAGEMENT, LLC | OKLAHOMA CITY | $3.4B | % of AUMperformance | none reported |
| KNIGHTSBRIDGE ADVISERS LLC | BARTLESVILLE | $3.3B | % of AUMfixedperformance | none reported |
| ARGONAUT PRIVATE CAPITAL, LP | TULSA | $3.0B | % of AUMperformance | none reported |
| WARWICK INVESTMENT GROUP, LLC | OKLAHOMA CITY | $2.1B | % of AUMperformanceother | none reported |
| TOM JOHNSON INVESTMENT MANAGEMENT, LLC | OKLAHOMA CITY | $1.6B | % of AUMhourlyfixed | none reported |
| TRINITY STRATEGIC WEALTH | TULSA | $1.5B | % of AUMfixed | none reported |
| RETIREMENT INVESTMENT ADVISORS INC | OKLAHOMA CITY | $1.5B | % of AUMhourlyfixed | yes, reported |
| FORGE FINANCIAL | EDMOND | $1.5B | % of AUM | none reported |
| GIBRALTAR CAPITAL MANAGEMENT, INC. | TULSA | $1.3B | % of AUMhourlyperformance | none reported |
| PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. | TULSA | $1.3B | % of AUMperformance | none reported |
| ALLEGIANT WEALTH ADVISORS, LLC | TULSA | $1.2B | % of AUM | none reported |
| FOURPATH CAPITAL MANAGEMENT, LLC | OKLAHOMA CITY | $1.1B | % of AUMhourlyfixed | none reported |
| BOK FINANCIAL ADVISORS | TULSA | $1.1B | % of AUMhourlyfixedcommissions | yes, reported |
| THE ADVISORY RESOURCE GROUP, LLC | TULSA | $927M | % of AUM | none reported |
| ACORN CAPITAL MANAGEMENT | OKLAHOMA CITY | $893M | % of AUMperformanceother | none reported |
| SPUR CAPITAL PARTNERS | BARTLESVILLE | $880M | % of AUMperformanceother | none reported |
| WARBURTON CAPITAL MANAGEMENT, LLC | TULSA | $787M | % of AUMother | none reported |
| CADENT CAPITAL ADVISORS, LLC | TULSA | $786M | % of AUMhourlyfixedother | yes, reported |
| CASTLEPOINT WEALTH ADVISORS | OKLAHOMA CITY | $751M | % of AUMhourlyfixed | none reported |
| PLAN GROUP FINANCIAL, INC. | OKLAHOMA CITY | $690M | % of AUMfixed | none reported |
| VISTA INVESTMENT PARTNERS LLC | OKLAHOMA CITY | $611M | % of AUMfixed | yes, reported |
| HOGANTAYLOR WEALTH | TULSA | $593M | % of AUMhourlyfixed | none reported |
| THE LEGACY FINANCIAL GROUP, INC. | TULSA | $591M | % of AUMfixed | none reported |
| INVESTRUST CONSULTING, LLC | OKLAHOMA CITY | $588M | % of AUMhourlyfixedother | none reported |
| EVERPAR ADVISORS LLC | TULSA | $588M | % of AUMfixed | none reported |
| SCISSORTAIL WEALTH MANAGEMENT, LLC | TULSA | $568M | % of AUMfixed | none reported |
| MELIA WEALTH LLC | TULSA | $560M | % of AUM | none reported |
| RELATION WEALTH MANAGEMENT, INC. | TULSA | $541M | % of AUMfixed | none reported |
| COUNCIL OAK WEALTH ADVISORS | TULSA | $529M | % of AUMhourlyfixed | none reported |
| PINNACLE INVESTMENT ADVISORS | TULSA | $508M | % of AUMhourlyperformance | none reported |
| MITCHELL & PAHL PRIVATE WEALTH | OKLAHOMA CITY | $450M | % of AUMhourlyfixed | none reported |
| ACCESS FINANCIAL RESOURCES INC. | OKLAHOMA CITY | $411M | % of AUMhourlyfixed | yes, reported |
| BURKHOLDER WEALTH MANAGEMENT | TULSA | $380M | % of AUMhourlyfixed | none reported |
| OLISTICO WEALTH, LLC | TULSA | $372M | % of AUMhourlyfixed | none reported |
| GADDIS PREMIER WEALTH ADVISORS LLC | DURANT | $369M | % of AUMhourlyfixed | none reported |
| TRANSCENDENT CAPITAL GROUP | EDMOND | $361M | % of AUMhourlyfixed | none reported |
| WEALTH OKLAHOMA | TULSA | $356M | % of AUM | none reported |
| FMI | ARDMORE | $318M | % of AUMhourlyfixed | none reported |
| BISON CAPITAL GROUP, LLC | EDMOND | $306M | % of AUMperformance | none reported |
| OATH PLANNING, LLC | TULSA | $285M | % of AUMhourlyfixed | none reported |
| SUTTERFIELD FINANCIAL GROUP, INC. | BARTLESVILLE | $274M | % of AUMhourlyfixed | none reported |
| TRITON FINANCIAL GROUP, INC | OKLAHOMA CITY | $259M | % of AUMhourlyfixed | none reported |
| HUMPHREYS CAPITAL, LLC | OKLAHOMA CITY | $252M | % of AUMperformanceother | none reported |
| WINDLE WEALTH | OKLAHOMA CITY | $251M | % of AUMhourlyfixed | none reported |
| LIG CAPITAL MANAGEMENT, LLC | OKLAHOMA CITY | $250M | % of AUMhourlyfixed | none reported |
| BISON CAPITAL ADVISORS, LLC | OKLAHOMA CITY | $250M | % of AUM | none reported |
Source: SEC Form ADV monthly data, firms reporting a Oklahomaheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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