SEC Form ADV, by state
The largest investment adviser firms in Colorado
The current SEC Form ADV data lists 584 investment adviser firms headquartered in Colorado, of which 41 (7.0%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| JANUS HENDERSON INVESTORS | DENVER | $380B | % of AUMperformance | yes, reported |
| EMPOWER ADVISORY GROUP, LLC | GREENWOOD VILLAGE | $195B | % of AUMfixed | yes, reported |
| PTMA INVESTMENT ADVISORS | DENVER | $104B | % of AUMfixedother | none reported |
| MERCER GLOBAL ADVISORS INC. | DENVER | $84B | % of AUMhourlyfixedother | none reported |
| EMPOWER CAPITAL MANAGEMENT, LLC | GREENWOOD VILLAGE | $78B | % of AUMfixed | yes, reported |
| TRANSAMERICA ASSET MANAGEMENT, INC. | DENVER | $66B | % of AUMfixed | yes, reported |
| ALPS ADVISORS, INC. | DENVER | $39B | % of AUMfixedother | none reported |
| KSL CAPITAL PARTNERS | DENVER | $26B | % of AUMperformanceother | none reported |
| ARROWMARK COLORADO HOLDINGS, LLC | DENVER | $21B | % of AUMperformance | none reported |
| FIDUCIARY CONSULTING GROUP | GREENWOOD VILLAGE | $15B | % of AUMhourlyfixed | yes, reported |
| SMITH CAPITAL INVESTORS, LLC | DENVER | $13B | % of AUM | none reported |
| GENEOS WEALTH MANAGEMENT, INC. | ENGLEWOOD | $9.2B | % of AUMhourlyfixed | yes, reported |
| NORTHWOOD INVESTORS LLC | DENVER | $9.0B | % of AUMperformanceother | none reported |
| ELEVATION POINT WEALTH PARTNERS, LLC | DENVER | $8.3B | % of AUMhourlyfixed | none reported |
| REVELSTOKE CAPITAL PARTNERS | DENVER | $6.7B | % of AUMperformanceother | none reported |
| ASPEN GROVE CAPITAL, LLC | AVON | $6.7B | % of AUMfixed | none reported |
| SHELTON CAPITAL MANAGEMENT | DENVER | $6.5B | % of AUMfixed | none reported |
| VISION RIDGE PARTNERS, LLC | BOULDER | $6.1B | % of AUMperformanceother | none reported |
| 1888 INVESTMENTS, LLC | DENVER | $5.9B | % of AUMperformance | none reported |
| WESTERN WEALTH MANAGEMENT LLC | GOLDEN | $5.4B | % of AUMhourlyfixed | yes, reported |
| BEAR CREEK ASSET MANAGEMENT, LLC | DENVER | $5.2B | % of AUMperformance | none reported |
| RUBICON TECHNOLOGY MANAGEMENT L.L.C. | BOULDER | $4.8B | % of AUMperformance | none reported |
| JFG FAMILY OFFICE | DENVER | $4.5B | % of AUMfixed | none reported |
| IWP WEALTH MANAGEMENT LLC | DENVER | $4.3B | % of AUMfixed | none reported |
| MARSICO CAPITAL MANAGEMENT, LLC | DENVER | $4.3B | % of AUM | none reported |
| BOW RIVER CAPITAL | DENVER | $4.2B | % of AUMperformanceother | none reported |
| HARRISON STREET PRIVATE WEALTH LLC | DENVER | $4.1B | % of AUM | none reported |
| NZS CAPITAL LLC | DENVER | $4.1B | % of AUMperformance | yes, reported |
| IMA ADVISORY SERVICES, INC. | DENVER | $3.9B | % of AUMhourlyfixed | none reported |
| BOK FINANCIAL PRIVATE WEALTH, INC. | DENVER | $3.7B | % of AUMhourlyfixed | yes, reported |
| DEER PARK ROAD MANAGEMENT COMPANY, LP | STEAMBOAT SPRINGS | $3.5B | % of AUMperformance | yes, reported |
| FOUNDRY GROUP, LLC | BOULDER | $3.5B | % of AUMperformance | none reported |
| SOURCEROCK GROUP LLC | DENVER | $3.1B | % of AUMperformance | yes, reported |
| GHP INVESTMENT ADVISORS INC | DENVER | $3.1B | % of AUMhourlyfixedperformance | none reported |
| OBERMEYER WEALTH PARTNERS | ASPEN | $3.0B | % of AUM | none reported |
| CAMBIAR INVESTORS, LLC | DENVER | $2.9B | % of AUMperformance | none reported |
| WALKER & DUNLOP INVESTMENT PARTNERS, INC. | DENVER | $2.7B | % of AUMperformanceother | none reported |
| PARALEL ADVISORS LLC | DENVER | $2.7B | % of AUM | none reported |
| MICHAUD CAPITAL MANAGEMENT LLC | DENVER | $2.4B | fixed | none reported |
| SWAN GLOBAL INVESTMENTS, LLC | DURANGO | $2.4B | % of AUM | none reported |
| SPRUCEVIEW CAPITAL PARTNERS LLC | DENVER | $2.3B | % of AUMfixedperformance | none reported |
| SUMMIT WEALTH GROUP | COLORADO SPRINGS | $2.3B | % of AUMfixed | none reported |
| EXCELLERE PARTNERS | DENVER | $2.3B | % of AUMperformanceother | none reported |
| BSW WEALTH PARTNERS | BOULDER | $2.2B | % of AUMhourlyfixedother | none reported |
| ADVISORS ASSET MANAGEMENT, INC. | MONUMENT | $2.2B | % of AUM | yes, reported |
| CHERRY CREEK FAMILY OFFICES | DENVER | $2.0B | fixed | none reported |
| WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP | BOULDER | $2.0B | % of AUMperformance | none reported |
| PCM ENCORE, LLC | ASPEN | $1.9B | % of AUMfixed | none reported |
| FREEDOM FUNDS MANAGEMENT CO | DENVER | $1.9B | % of AUM | none reported |
| NILSINE PARTNERS, LLC | GREENWOOD VILLAGE | $1.9B | % of AUMfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Coloradoheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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