SEC Form ADV, by state
The largest investment adviser firms in Florida
The current SEC Form ADV data lists 1,272 investment adviser firms headquartered in Florida, of which 149 (11.7%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| CITADEL ADVISORS LLC | MIAMI | $571B | % of AUMperformanceother | none reported |
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG | $501B | % of AUMhourlyfixedcommissions | yes, reported |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SAINT PETERSBURG | $390B | % of AUMhourlyfixedcommissionsother | yes, reported |
| GQG PARTNERS | FORT LAUDERDALE | $164B | % of AUMperformance | yes, reported |
| ELLIOTT INVESTMENT MANAGEMENT L.P. | WEST PALM BEACH | $129B | % of AUMother | yes, reported |
| SANDERS CAPITAL, LLC | WEST PALM BEACH | $122B | % of AUMperformance | none reported |
| DOUBLELINE CAPITAL LP | TAMPA | $93B | % of AUMfixedperformance | none reported |
| III CAPITAL MANAGEMENT | BOCA RATON | $88B | % of AUMperformanceother | none reported |
| LIGHTHOUSE INVESTMENT PARTNERS, LLC | PALM BEACH GARDENS | $87B | % of AUMfixedperformanceother | none reported |
| STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. | MIAMI BEACH | $79B | performanceother | none reported |
| OC INVESTMENT MANAGEMENT LP | MIAMI | $76B | % of AUMperformanceother | none reported |
| H.I.G. CAPITAL, LLC | MIAMI | $72B | % of AUMperformance | none reported |
| BAYVIEW ASSET MANAGEMENT, LLC | CORAL GABLES | $64B | % of AUMperformanceother | none reported |
| DIGITALBRIDGE INVESTMENT MANAGEMENT, LLC | BOCA RATON | $61B | % of AUMperformance | none reported |
| EAGLE ASSET MANAGEMENT INC | ST. PETERSBURG | $61B | % of AUMperformance | yes, reported |
| I SQUARED CAPITAL ADVISORS (US) LLC | MIAMI | $60B | % of AUMperformance | none reported |
| CIFC ASSET MANAGEMENT LLC | MIAMI | $45B | % of AUMperformance | none reported |
| VOLORIDGE | JUPITER | $36B | % of AUMperformance | yes, reported |
| SANCTUARY ADVISORS, LLC | MIAMI | $35B | % of AUMhourlyfixedperformance | yes, reported |
| THE BALDWIN GROUP WEALTH ADVISORS, LLC | TAMPA | $27B | % of AUMhourlyfixedother | yes, reported |
| SMARTX ADVISORY SOLUTIONS | WEST PALM BEACH | $27B | % of AUMother | none reported |
| ALPHA WAVE GLOBAL, LP | MIAMI BEACH | $27B | % of AUMfixedperformance | none reported |
| POLEN CAPITAL MANAGEMENT, LLC | BOCA RATON | $24B | % of AUMperformance | none reported |
| RIALTO CAPITAL MANAGEMENT, LLC | MIAMI | $22B | % of AUMfixedperformance | yes, reported |
| UNIVERSA INVESTMENTS L.P. | MIAMI | $21B | % of AUMperformanceother | yes, reported |
| ARMOUR CAPITAL MANAGEMENT LP | VERO BEACH | $21B | other | none reported |
| PENTWATER CAPITAL MANAGEMENT LP | NAPLES | $19B | % of AUMperformance | yes, reported |
| 1823 PARTNERS (US) LLC | MIAMI | $19B | % of AUMperformance | none reported |
| DEEP BLUE INVESTMENT ADVISORS | TAMPA | $18B | % of AUMhourlyfixed | none reported |
| WE FAMILY OFFICES | CORAL GABLES | $18B | % of AUMfixedperformance | none reported |
| CAPITAL WEALTH PLANNING, LLC | NAPLES | $17B | % of AUM | none reported |
| RAYMOND JAMES INVESTMENT MANAGEMENT | ST PETERSBURG | $17B | % of AUMperformance | yes, reported |
| INDEPENDENT FINANCIAL PARTNERS | TAMPA | $16B | % of AUMhourlyfixedother | yes, reported |
| ARK INVEST | ST. PETERSBURG | $16B | % of AUMperformance | none reported |
| CONCURRENT INVESTMENT ADVISORS, LLC | TAMPA | $16B | % of AUMhourlyfixed | yes, reported |
| INTECH | WEST PALM BEACH | $15B | % of AUMperformanceother | none reported |
| CV ADVISORS LLC | AVENTURA | $15B | % of AUMfixed | none reported |
| DIGITAL BRIDGE ADVISORS, LLC | BOCA RATON | $15B | % of AUMfixedperformance | none reported |
| FRANKLIN ADVISORY SERVICES, LLC | SAN MATEO | $14B | % of AUM | yes, reported |
| DYNASTY WEALTH MANAGEMENT, LLC | ST. PETERSBURG | $14B | % of AUMfixedperformance | none reported |
| CAPACUITY LLC | LAKE MARY | $14B | % of AUMfixedother | none reported |
| BIMINI ADVISORS, LLC | VERO BEACH | $12B | other | none reported |
| LOOP CAPITAL ASSET MANAGEMENT | MIAMI | $11B | % of AUMperformance | none reported |
| CARLYLE AVIATION PDP MANAGEMENT LLC | MIAMI | $10B | % of AUMperformanceother | none reported |
| KOPERNIK GLOBAL INVESTORS, LLC | TAMPA | $10B | % of AUMperformance | none reported |
| HOOD RIVER CAPITAL MANAGEMENT LLC | PALM BEACH GARDENS | $9.5B | % of AUMperformance | none reported |
| COMVEST CREDIT ADVISORS, LLC | WEST PALM BEACH | $9.3B | % of AUMperformance | yes, reported |
| DEERPATH CAPITAL MANAGEMENT, LP | FORT LAUDERDALE | $9.0B | % of AUMperformance | yes, reported |
| J. W. COLE ADVISORS, INC. | TAMPA | $8.2B | % of AUMhourlyfixed | yes, reported |
| BRAMSHILL INVESTMENTS, LLC | NAPLES | $8.1B | % of AUMperformance | none reported |
Source: SEC Form ADV monthly data, firms reporting a Floridaheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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