SEC Form ADV, by state
The largest investment adviser firms in Tennessee
The current SEC Form ADV data lists 260 investment adviser firms headquartered in Tennessee, of which 27 (10.4%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | NASHVILLE | $763B | % of AUMfixedsubscriptionperformancecommissions | yes, reported |
| &PARTNERS | NASHVILLE | $30B | % of AUMhourlyfixedsubscriptionperformancecommissionsother | yes, reported |
| ARCLINE INVESTMENT MANAGEMENT LP | NASHVILLE | $26B | % of AUMperformance | none reported |
| NEPHILA ADVISORS LLC | NASHVILLE | $13B | other | none reported |
| GERBER/TAYLOR MANAGEMENT LLC | MEMPHIS | $11B | % of AUMfixedperformance | none reported |
| SAGESPRING WEALTH PARTNERS | FRANKLIN | $8.5B | % of AUMhourlyfixed | none reported |
| THE PACIFIC FINANCIAL GROUP, INC. | NASHVILLE | $5.1B | % of AUM | yes, reported |
| PACIFIC FINANCIAL GROUP, LLC | NASHVILLE | $4.7B | % of AUM | none reported |
| GSV EQUITY HOLDINGS, LLC | KNOXVILLE | $4.6B | other | none reported |
| B. RILEY WEALTH ADVISORS, INC. | MEMPHIS | $4.2B | % of AUMhourlyfixed | yes, reported |
| THOROUGHBRED FINANCIAL SERVICES, LLC | BRENTWOOD | $4.0B | % of AUMfixedcommissions | yes, reported |
| HIGHLAND CAPITAL MANAGEMENT, LLC | MEMPHIS | $3.8B | % of AUMperformanceother | none reported |
| SOUTHEASTERN ASSET MANAGEMENT INC. | MEMPHIS | $3.7B | % of AUMperformance | none reported |
| CALYDON CAPITAL, LLC | MEMPHIS | $3.6B | % of AUMfixedperformance | yes, reported |
| BARKSDALE INVESTMENT MANAGEMENT | NASHVILLE | $3.4B | % of AUM | none reported |
| RED DOOR WEALTH MANAGEMENT, LLC | MEMPHIS | $3.1B | % of AUMfixedperformance | none reported |
| DISCIPLINA CAPITAL MANAGEMENT, LLC | NASHVILLE | $3.1B | % of AUM | none reported |
| KAUFMAN HALL INVESTMENT MANAGEMENT | BRENTWOOD | $2.8B | % of AUMfixed | yes, reported |
| CAPITALSPRING | NASHVILLE | $2.8B | % of AUMperformance | none reported |
| POINTER MANAGEMENT, LLC | CHATTANOOGA | $2.8B | % of AUMperformance | none reported |
| DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | MEMPHIS | $2.7B | % of AUMhourlyfixed | none reported |
| LEGACY WEALTH MANAGEMENT, LLC | MEMPHIS | $2.7B | % of AUMfixed | none reported |
| AJ CAPITAL MANAGEMENT LLC | NASHVILLE | $2.6B | % of AUMperformance | yes, reported |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | NASHVILLE | $2.6B | % of AUMperformance | yes, reported |
| EDISON PARTNERS MANAGEMENT, LLC | NASHVILLE | $2.6B | % of AUMperformanceother | none reported |
| CHICKASAW CAPITAL MANAGEMENT, LLC | MEMPHIS | $2.5B | % of AUMperformancecommissions | none reported |
| WHISTLER CAPITAL PARTNERS LLC | NASHVILLE | $2.5B | % of AUMperformance | none reported |
| SILVER OAK SECURITIES, INC. | JACKSON | $2.4B | % of AUMhourlyfixed | yes, reported |
| WADDELL & ASSOCIATES, LLC | MEMPHIS | $2.4B | % of AUMhourlyfixedother | none reported |
| SENTRY, LLC | MEMPHIS | $2.3B | % of AUMfixedother | none reported |
| RUBICON FOUNDERS, LLC | NASHVILLE | $2.3B | % of AUMperformance | none reported |
| RATHER & KITTRELL, INC. | KNOXVILLE | $2.3B | % of AUMhourlyfixedcommissions | none reported |
| NEWSOUTH CAPITAL MANAGEMENT INC | MEMPHIS | $2.2B | % of AUMperformance | none reported |
| LBMC INVESTMENT ADVISORS, LLC | BRENTWOOD | $2.2B | % of AUMfixed | none reported |
| PATTEN AND PATTEN, INC. | CHATTANOOGA | $2.2B | % of AUMfixed | none reported |
| NFC INVESTMENTS, LLC | MEMPHIS | $2.1B | % of AUMperformance | yes, reported |
| CAPWEALTH ADVISORS, LLC | FRANKLIN | $2.0B | % of AUMother | none reported |
| FUTURE CAPITAL | CHATTANOOGA | $2.0B | % of AUMfixed | none reported |
| WOODMONT INVESTMENT COUNSEL, LLC | NASHVILLE | $2.0B | % of AUM | none reported |
| LEE DANNER & BASS INC | NASHVILLE | $2.0B | % of AUM | none reported |
| ABOUND WEALTH MANAGEMENT, LLC | FRANKLIN | $1.9B | % of AUMfixed | none reported |
| PATRIOT INVESTMENT MANAGEMENT GROUP INC | KNOXVILLE | $1.9B | % of AUMhourlyfixedother | none reported |
| PATTON ALBERTSON MILLER GROUP, LLC | CHATTANOOGA | $1.7B | % of AUMhourlyfixed | none reported |
| MARTIN & COMPANY INVESTMENT COUNSEL | KNOXVILLE | $1.7B | % of AUM | none reported |
| STEEL GROVE CAPITAL ADVISORS, LLC | MEMPHIS | $1.6B | % of AUMfixedperformance | none reported |
| ILS ADVISORY SERVICES, LLC | NASHVILLE | $1.6B | % of AUMfixedperformance | none reported |
| DELTA ASSET MANAGEMENT, LLC | MEMPHIS | $1.5B | % of AUM | yes, reported |
| TBH GLOBAL ASSET MANAGEMENT, LLC | BRENTWOOD | $1.5B | % of AUMhourlyfixed | none reported |
| HHM WEALTH ADVISORS, LLC | CHATTANOOGA | $1.5B | % of AUMhourlyfixed | none reported |
| RELIANT INVESTMENT MANAGEMENT, LLC | MEMPHIS | $1.5B | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Tennesseeheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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