SEC Form ADV, by state
The largest investment adviser firms in Nebraska
The current SEC Form ADV data lists 71 investment adviser firms headquartered in Nebraska, of which 10 (14.1%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| ORION PORTFOLIO SOLUTIONS, LLC | OMAHA | $65B | % of AUMfixedperformance | none reported |
| CWM, LLC | OMAHA | $51B | % of AUMhourlyfixedother | none reported |
| AMERITAS INVESTMENT PARTNERS, INC. | LINCOLN | $29B | % of AUMfixedother | none reported |
| AMERITAS ADVISORY SERVICES, LLC | LINCOLN | $14B | % of AUMhourlyfixedother | yes, reported |
| BRIDGES INVESTMENT MANAGEMENT INC | OMAHA | $11B | % of AUMhourlyfixedother | none reported |
| MUTUAL ADVISORS, LLC | OMAHA | $8.5B | % of AUMhourlyfixed | none reported |
| WEITZ INVESTMENT MANAGEMENT, INC. | OMAHA | $8.1B | % of AUM | none reported |
| FIRST NATIONAL ADVISERS, LLC | OMAHA | $7.4B | % of AUM | yes, reported |
| AVIOR WEALTH MANAGEMENT, LLC | OMAHA | $6.5B | % of AUMfixed | none reported |
| M-ONE CAPITAL | OMAHA | $3.8B | % of AUMperformanceother | none reported |
| WEALTH MANAGEMENT | NORFOLK | $3.7B | % of AUMhourlyfixed | yes, reported |
| WHITETAIL ROCK CAPITAL MANAGEMENT, LLC | LINCOLN | $3.3B | % of AUMperformance | none reported |
| LUTZ FINANCIAL | OMAHA | $3.2B | % of AUMhourlyfixed | none reported |
| PITTENGER & ANDERSON INC | LINCOLN | $3.0B | % of AUMother | none reported |
| PRIVATE WEALTH ASSET MANAGEMENT | OMAHA | $2.5B | % of AUMfixed | none reported |
| PRODIGY ASSET MANAGEMENT LLC | OMAHA | $2.4B | % of AUM | none reported |
| WEALTHPLAN INVESTMENT MANAGEMENT LLC | OMAHA | $2.2B | % of AUMhourlyfixed | none reported |
| CARSON GROUP INVESTING | OMAHA | $2.0B | % of AUM | none reported |
| TRIBUTARY CAPITAL MANAGEMENT, LLC | OMAHA | $1.9B | % of AUM | yes, reported |
| ALLEN CAPITAL GROUP, LLC | GRAND ISLAND | $1.5B | % of AUMhourlyfixed | none reported |
| IRONVINE CAPITAL PARTNERS, LLC | OMAHA | $1.1B | % of AUM | none reported |
| WEALTHPLAN PARTNERS | OMAHA | $1.1B | % of AUMhourlyfixed | none reported |
| MCMILL CPA AND ADVISORS | NORFOLK | $862M | % of AUMhourlyfixed | none reported |
| LINCOLN CAPITAL, LLC | LINCOLN | $845M | % of AUMhourlyfixed | none reported |
| BELLWETHER WEALTH | LINCOLN | $784M | % of AUMhourlyfixed | none reported |
| PROFESSIONAL FINANCIAL ADVISORS, LLC | NORTH PLATTE | $770M | % of AUMhourlyfixedother | none reported |
| THE MAGNOLIA GROUP, LLC | OMAHA | $711M | % of AUMperformance | none reported |
| CAMBRIDGE ADVISORS INC | OMAHA | $694M | % of AUMfixed | none reported |
| AMERICA FIRST INVESTMENT ADVISORS LLC | OMAHA | $665M | % of AUM | none reported |
| SMART WEALTH, LLC | OMAHA | $632M | % of AUMfixedother | none reported |
| STEVENS CAPITAL PARTNERS | OMAHA | $601M | % of AUMhourlyfixed | none reported |
| SEQUENT PLANNING, LLC | OMAHA | $589M | % of AUMhourlyfixed | none reported |
| PRAIRIE WEALTH ADVISORS, INC. | OMAHA | $558M | % of AUMhourlyfixedother | yes, reported |
| WESTCHESTER CAPITAL MANAGEMENT INC | OMAHA | $556M | % of AUM | none reported |
| OLDFATHER FINANCIAL SERVICES | KEARNEY | $556M | % of AUMhourlyfixed | none reported |
| ARKFELD WEALTH STRATEGIES, L.L.C. | OMAHA | $538M | % of AUMhourlyfixed | none reported |
| FLAGSTONE FINANCIAL MANAGEMENT, LLC | LINCOLN | $468M | % of AUMhourlyfixed | none reported |
| FIRST NEBRASKA FINANCIAL SERVICES | NORTH PLATTE | $458M | % of AUM | none reported |
| ARNOLD WEITZ & CO | ELKHORN | $438M | % of AUMhourlyfixed | none reported |
| PLAN A WEALTH, LLC | LINCOLN | $434M | % of AUMhourlyfixed | none reported |
| LAWSON KROEKER INVESTMENT MANAGEMENT INC | OMAHA | $429M | % of AUM | none reported |
| IAMS WEALTH MANAGEMENT, LLC | OMAHA | $397M | % of AUMhourlyfixedother | yes, reported |
| MOREY & QUINN WEALTH PARTNERS | OMAHA | $373M | % of AUMhourlyfixed | none reported |
| STONEBRIDGE WEALTH SYSTEMS LLC | KEARNEY | $369M | % of AUMhourlyfixed | none reported |
| PFLUG KOORY, LLC | OMAHA | $347M | % of AUMhourly | none reported |
| WEALTH ADVISORS NETWORK, INC. | HASTINGS | $300M | % of AUMother | none reported |
| CORNERSTONE FINANCIAL GROUP,LLC | OMAHA | $292M | % of AUMhourlyfixed | none reported |
| HILEY HUNT WEALTH MANAGEMENT, INC. | OMAHA | $290M | % of AUMhourlyfixed | none reported |
| HBE WEALTH MANAGEMENT, LLC | LINCOLN | $277M | % of AUM | none reported |
| INTERALPEN PARTNERS, LLC | OMAHA | $274M | % of AUMfixedperformance | none reported |
Source: SEC Form ADV monthly data, firms reporting a Nebraskaheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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