SEC Form ADV, by state
The largest investment adviser firms in New Jersey
The current SEC Form ADV data lists 437 investment adviser firms headquartered in New Jersey, of which 57 (13.0%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| PGIM, INC. | NEWARK | $1.1T | % of AUMfixedperformanceother | none reported |
| MANAGED ACCOUNT ADVISORS LLC | JERSEY CITY | $995B | % of AUM | yes, reported |
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN | $916B | % of AUMhourlyfixedcommissionsother | yes, reported |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | PRINCETON | $677B | % of AUMfixedperformance | yes, reported |
| METLIFE INVESTMENT MANAGEMENT, LLC | WHIPPANY | $564B | % of AUMperformanceother | yes, reported |
| PGIM INVESTMENTS LLC | NEWARK | $345B | % of AUMfixedperformance | yes, reported |
| LORD, ABBETT & CO. LLC | JERSEY CITY | $270B | % of AUMperformance | none reported |
| COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC | JERSEY CITY | $121B | % of AUMfixedperformanceother | none reported |
| PGIM QUANTITATIVE SOLUTIONS | NEWARK | $111B | % of AUMfixedperformance | none reported |
| PATHSTONE | ENGLEWOOD | $110B | % of AUMhourlyfixedperformance | none reported |
| WORLD INVESTMENT ADVISORS, LLC | LINCROFT | $72B | % of AUMhourlyfixed | yes, reported |
| CONCORD ADVISORY GROUP LTD | PRINCETON | $46B | fixedother | none reported |
| PRIVATE ADVISOR GROUP, LLC | MORRISTOWN | $44B | % of AUMhourlyfixedother | yes, reported |
| FRANKLIN MUTUAL ADVISERS, LLC | SHORT HILLS | $43B | % of AUMperformance | yes, reported |
| ECP | SUMMIT | $33B | % of AUMperformance | yes, reported |
| HARDING LOEVNER LP | BRIDGEWATER | $32B | % of AUMperformance | none reported |
| ONEX CREDIT PARTNERS, LLC | ENGLEWOOD CLIFFS | $30B | % of AUMperformance | none reported |
| JACOBS LEVY EQUITY MANAGEMENT | FLORHAM PARK | $28B | % of AUMperformance | none reported |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | NEWARK | $24B | % of AUMperformance | none reported |
| ADP STRATEGIC PLAN SERVICES, LLC | ROSELAND | $24B | % of AUMfixed | none reported |
| PRUDENTIAL SELECT STRATEGIES LLC | NEWARK | $23B | % of AUM | yes, reported |
| SUMMIT FINANCIAL, LLC | PARSIPPANY | $22B | % of AUMfixed | yes, reported |
| APPALOOSA LP | SHORT HILLS | $20B | % of AUMperformance | none reported |
| MODERA WEALTH MANAGEMENT, LLC | WESTWOOD | $18B | % of AUMhourlyfixed | none reported |
| ONEPOINT BFG WEALTH PARTNERS | PARSIPPANY | $15B | % of AUMhourlyfixed | none reported |
| CIRCLE WEALTH MANAGEMENT, LLC | SUMMIT | $14B | % of AUMfixed | none reported |
| ADVISORS CAPITAL MANAGEMENT, LLC | RIDGEWOOD | $12B | % of AUMhourlyfixed | none reported |
| HONEYWELL CAPITAL MANAGEMENT LLC | MORRIS PLAINS | $12B | % of AUMother | none reported |
| GLACIER PEAK CAPITAL MANAGEMENT, LLC | CHATHAM | $9.9B | performance | none reported |
| SIMON QUICK ADVISORS, LLC | MORRISTOWN | $9.0B | % of AUMhourlyfixedother | none reported |
| SKYVIEW INVESTMENT ADVISORS, LLC | SHREWSBURY | $8.3B | % of AUMhourlyfixedperformance | none reported |
| CHATHAM ASSET MANAGEMENT, LLC | CHATHAM | $8.3B | % of AUMperformance | yes, reported |
| PGIM CUSTOM HARVEST LLC | NEWARK | $6.9B | % of AUM | none reported |
| PGIM DC SOLUTIONS | NEWARK | $6.9B | % of AUM | none reported |
| PRYSM CAPITAL, L.P. | PRINCETON | $6.9B | % of AUMperformance | none reported |
| NPPG PLAN PROFESSIONALS, LLC | SHREWSBURY | $6.3B | % of AUMfixedother | none reported |
| REAVES ASSET MANAGEMENT | JERSEY CITY | $5.9B | % of AUMother | none reported |
| ZAIS GROUP | HOLMDEL | $5.3B | % of AUMperformanceother | none reported |
| EDGESTREAM PARTNERS, L.P. | PRINCETON | $4.9B | % of AUMperformance | none reported |
| STAR ASIA MANAGEMENT | MOUNT LAUREL | $4.8B | % of AUMperformance | none reported |
| BC ADVISORS, LLC | MT. LAUREL | $4.7B | % of AUMfixed | none reported |
| 1932 INVESTMENT MANAGEMENT | NEWARK | $4.6B | % of AUM | none reported |
| BEACON TRUST | MORRISTOWN | $4.4B | % of AUMfixed | none reported |
| SIMPLICITY WEALTH | SUMMIT | $4.3B | % of AUMhourlyfixed | yes, reported |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | TEANECK | $4.2B | % of AUMperformance | none reported |
| FORZA INVESTMENT GROUP, LP | SUMMIT | $3.9B | % of AUMperformance | none reported |
| HARBOURVIEW EQUITY PARTNERS, LLC | NEWARK | $3.9B | performanceother | none reported |
| PALISADE CAPITAL MANAGEMENT, LP | FORT LEE | $3.9B | % of AUMfixedperformanceother | none reported |
| WATERMARK GROUP, INC. | PRINCETON | $3.8B | % of AUMperformance | none reported |
| SAX WEALTH ADVISORS, LLC | PARSIPPANY | $3.6B | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a New Jerseyheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
Other states
Alabama·Alaska·Arizona·Arkansas·California·Colorado·Connecticut·Delaware·Washington, D.C.·Florida·Georgia·Hawaii·Idaho·Illinois·Indiana·Iowa·Kansas·Kentucky·Louisiana·Maine·Maryland·Massachusetts·Michigan·Minnesota·Mississippi·Missouri·Montana·Nebraska·Nevada·New Hampshire·New Mexico·New York·North Carolina·North Dakota·Ohio·Oklahoma·Oregon·Pennsylvania·Rhode Island·South Carolina·South Dakota·Tennessee·Texas·Utah·Vermont·Virginia·Washington·West Virginia·Wisconsin·Wyoming