SEC Form ADV, by state
The largest investment adviser firms in Ohio
The current SEC Form ADV data lists 423 investment adviser firms headquartered in Ohio, of which 49 (11.6%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| FORT WASHINGTON INVESTMENT ADVISORS INC | CINCINNATI | $93B | % of AUMhourlyfixedperformanceother | none reported |
| NATIONWIDE FUND ADVISORS | COLUMBUS | $83B | % of AUM | none reported |
| MEEDER PUBLIC FUNDS, INC. | DUBLIN | $70B | % of AUMhourlyfixed | none reported |
| MAI CAPITAL MANAGEMENT, LLC | CLEVELAND | $52B | % of AUMhourlyfixedperformanceother | none reported |
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS | CLEVELAND | $34B | % of AUMhourlyfixedother | none reported |
| SEQUOIA FINANCIAL GROUP, L.L.C. | AKRON | $32B | % of AUMhourlyfixedsubscriptionperformance | none reported |
| CONSTELLATION INVESTMENTS, INC. | MONTGOMERY | $31B | % of AUMother | none reported |
| TOUCHSTONE ADVISORS INC | CINCINNATI | $31B | % of AUM | none reported |
| DIAMOND HILL CAPITAL MANAGEMENT INC | COLUMBUS | $29B | % of AUMperformance | none reported |
| MATSON MONEY, INC. | MASON | $24B | % of AUMother | none reported |
| FEG | CINCINNATI | $24B | % of AUMfixedperformance | none reported |
| JOHNSON INVESTMENT COUNSEL, INC. | CINCINNATI | $23B | % of AUMfixed | none reported |
| HIGHLAND CONSULTING ASSOCIATES INC. | CLEVELAND | $22B | % of AUMhourlyfixed | none reported |
| AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC") | CINCINNATI | $21B | % of AUMfixedperformance | none reported |
| BAHL & GAYNOR INC | CINCINNATI | $21B | % of AUMfixed | none reported |
| TOWNSEND HOLDINGS LLC | CLEVELAND | $20B | % of AUMhourlyfixedperformanceother | none reported |
| BOYD WATTERSON ASSET MANAGEMENT, LLC | CLEVELAND | $19B | % of AUMfixedperformance | none reported |
| STRATOS WEALTH PARTNERS, LTD | BEACHWOOD | $19B | % of AUMhourlyfixedother | none reported |
| NATIONWIDE INVESTMENT ADVISORS, LLC | COLUMBUS | $17B | % of AUM | yes, reported |
| NATIONWIDE ASSET MANAGEMENT, LLC | COLUMBUS | $15B | % of AUMother | yes, reported |
| CBIZ INVESTMENT ADVISORY SERVICES, LLC | CLEVELAND | $13B | % of AUMhourlyfixedother | none reported |
| GATEWAY INVESTMENT ADVISERS, LLC | CINCINNATI | $12B | % of AUM | yes, reported |
| FIFTH THIRD SECURITIES, INC. | CINCINNATI | $11B | % of AUM | yes, reported |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | CINCINNATI | $10B | % of AUMfixed | none reported |
| IDR INVESTMENT MANAGEMENT, LLC | INDEPENDENCE | $10B | % of AUM | none reported |
| VALMARK ADVISERS, INC. | AKRON | $10B | % of AUMhourlyfixed | yes, reported |
| REDTREE INVESTMENT GROUP | CINCINNATI | $9.7B | % of AUMfixed | none reported |
| KEY INVESTMENT SERVICES LLC | BROOKLYN | $8.9B | % of AUM | yes, reported |
| PCM MANAGEMENT ADVISOR, LLC | CHAGRIN FALLS | $7.9B | % of AUMperformance | none reported |
| HUNTINGTON FINANCIAL ADVISORS | COLUMBUS | $7.9B | % of AUM | yes, reported |
| FIFTH THIRD WEALTH ADVISORS LLC | CINCINNATI | $7.8B | % of AUMfixed | yes, reported |
| ONESEVEN | BEACHWOOD | $7.7B | % of AUMhourlyfixedother | none reported |
| CARNEGIE INVESTMENT COUNSEL | PEPPER PIKE | $7.5B | % of AUMhourlyfixed | yes, reported |
| TRUEPOINT, INC. | CINCINNATI | $6.4B | % of AUMfixed | none reported |
| ORG PORTFOLIO MANAGEMENT LLC | BEACHWOOD | $6.4B | % of AUMhourlyfixedperformanceother | none reported |
| TFO WEALTH PARTNERS | MAUMEE | $5.7B | % of AUMhourlyfixedother | none reported |
| STRATOS WEALTH ADVISORS LLC | BEACHWOOD | $5.6B | % of AUMhourlyfixedother | none reported |
| CONSTELLATION WEALTH ADVISORS | CINCINNATI | $5.4B | % of AUMfixedsubscriptionperformance | none reported |
| VENTURE VISIONARY PARTNERS LLC | SYLVANIA | $5.2B | % of AUMhourlyfixed | none reported |
| WELLSPRING FAMILY OFFICE | CLEVELAND | $5.1B | % of AUMfixed | none reported |
| DAYMARK WEALTH PARTNERS, LLC | CINCINNATI | $5.0B | % of AUMhourlyfixedperformance | none reported |
| ROCKBRIDGE CAPITAL, LLC | COLUMBUS | $5.0B | % of AUMperformance | none reported |
| HAMILTON CAPITAL | COLUMBUS | $4.9B | % of AUMhourlyfixed | none reported |
| ANCORA ADVISORS LLC | MAYFIELD HEIGHTS | $4.6B | % of AUMfixedperformanceother | yes, reported |
| PROSPERITY CAPITAL ADVISORS | WESTLAKE | $4.4B | % of AUMhourlyfixed | none reported |
| DRIVE CAPITAL LLC | COLUMBUS | $4.4B | % of AUMperformance | none reported |
| PCA INVESTMENT ADVISORY SERVICES, INC. | CINCINNATI | $4.3B | % of AUMhourlyfixedcommissionsother | none reported |
| BEACON CAPITAL MANAGEMENT, INC. | DAYTON | $4.3B | % of AUM | none reported |
| ANCORA PRIVATE WEALTH ADVISORS, LLC | CLEVELAND | $3.9B | % of AUMfixedperformanceother | yes, reported |
| SENIORS HOUSING FUND MANAGER LLC | TOLEDO | $3.8B | % of AUMother | none reported |
Source: SEC Form ADV monthly data, firms reporting a Ohioheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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