SEC Form ADV, by state
The largest investment adviser firms in Kansas
The current SEC Form ADV data lists 139 investment adviser firms headquartered in Kansas, of which 24 (17.3%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| CREATIVE PLANNING | OVERLAND PARK | $296B | % of AUMhourlyfixed | yes, reported |
| ONEDIGITAL | OVERLAND PARK | $155B | % of AUMhourlyfixedperformance | yes, reported |
| MARINER | OVERLAND PARK | $125B | % of AUMhourlyfixed | yes, reported |
| AE WEALTH MANAGEMENT, LLC | TOPEKA | $50B | % of AUMhourlyfixed | yes, reported |
| PRIME CAPITAL FINANCIAL | OVERLAND PARK | $39B | % of AUMhourlyfixedperformanceother | none reported |
| PALMER SQUARE CAPITAL MANAGEMENT LLC | MISSION WOODS | $26B | % of AUMperformance | yes, reported |
| MARINER ADVISOR NETWORK | OVERLAND PARK | $9.6B | % of AUMhourlyfixed | none reported |
| PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC | MISSION WOODS | $9.2B | % of AUMperformance | yes, reported |
| TORTOISE CAPITAL ADVISORS, L.L.C. | OVERLAND PARK | $8.9B | % of AUMperformance | none reported |
| MARINER INDEPENDENT | OVERLAND PARK | $7.3B | % of AUMhourlyfixed | yes, reported |
| KORNITZER CAPITAL MANAGEMENT, INC. | MISSION | $6.5B | % of AUMfixed | yes, reported |
| CREATIVEONE WEALTH, LLC | OVERLAND PARK | $6.3B | % of AUMhourlyfixedother | yes, reported |
| THE RETIREMENT PLANNING GROUP, LLC | LEAWOOD | $4.2B | % of AUMfixed | none reported |
| TWO WEST CAPITAL ADVISORS LLC | OVERLAND PARK | $3.9B | % of AUMfixed | none reported |
| FAS WEALTH PARTNERS, INC. | LEAWOOD | $3.8B | % of AUMhourlyfixedother | none reported |
| ROCKY MOUNTAIN ADVISERS, LLC | SALINA | $3.1B | % of AUMhourlyfixed | none reported |
| VETA INVESTMENT PARTNERS, LLC | LAWRENCE | $2.8B | % of AUMfixed | none reported |
| MARINER | OVERLAND PARK, | $2.8B | % of AUM | none reported |
| CREATIVEONE SECURITIES, LLC | OVERLAND PARK | $2.5B | % of AUMhourly | yes, reported |
| COLUMBIA CAPITAL MANAGEMENT, LLC | MERRIAM | $2.1B | % of AUMfixed | none reported |
| CALIBER WEALTH MANAGEMENT, LLC | OVERLAND PARK | $1.8B | % of AUMfixed | none reported |
| FORTIS CAPITAL ADVISORS, LLC | PRAIRIE VILLAGE | $1.6B | % of AUMhourlyfixed | none reported |
| CGN ADVISORS, LLC | MANHATTAN | $1.6B | % of AUMhourlyfixed | yes, reported |
| KAVAR CAPITAL PARTNERS | LEAWOOD | $1.6B | % of AUMfixedother | none reported |
| TRIAD WEALTH PARTNERS, LLC | LAWRENCE | $1.5B | % of AUMfixed | none reported |
| TRIUNE FINANCIAL PARTNERS, LLC | OVERLAND PARK | $1.5B | % of AUMhourlyfixed | none reported |
| SUNESIS ADVISORS, LLC | OVERLAND PARK | $1.5B | % of AUMfixed | none reported |
| FCI ADVISORS | OVERLAND PARK | $1.5B | % of AUM | none reported |
| KEATING FINANCIAL ADVISORY SERVICES | MANHATTAN | $1.5B | % of AUMhourlyfixed | none reported |
| LEXAURUM ADVISORS | OVERLAND PARK | $1.3B | % of AUMhourlyfixedother | none reported |
| KEEN WEALTH ADVISORS | OVERLAND PARK | $1.2B | % of AUMhourlyfixed | none reported |
| PALMER SQUARE BDC ADVISOR LLC | MISSION WOODS | $1.2B | % of AUMperformance | yes, reported |
| DEAN CAPITAL MANAGEMENT | OVERLAND PARK | $1.1B | % of AUM | none reported |
| FINANCIAL PARTNERS GROUP, INC. | OVERLAND PARK | $1.1B | % of AUMhourlyfixed | none reported |
| WATERFRONT WEALTH INC. | OVERLAND PARK | $1.1B | % of AUMhourlyfixed | yes, reported |
| ADAMSBROWN WEALTH CONSULTANTS LLC | WICHITA | $1.1B | % of AUMhourlyfixed | none reported |
| STEPP & ROTHWELL INC | OVERLAND PARK | $1.1B | % of AUMfixed | none reported |
| MCD-KISSNER GP, LLC | OVERLAND PARK | $1.0B | % of AUMfixedperformance | none reported |
| WEALTH ALLIANCE ADVISORY GROUP, LLC | WICHITA | $979M | % of AUMhourlyfixed | none reported |
| LEGACY FINANCIAL STRATEGIES, LLC | OVERLAND PARK | $952M | % of AUMhourlyfixed | none reported |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LEAWOOD | $932M | % of AUMfixedperformancecommissions | yes, reported |
| PCG WEALTH MANAGEMENT | OVERLAND PARK | $931M | % of AUMhourlyfixed | none reported |
| CANVAS WEALTH ADVISORS, LLC | SHAWNEE | $929M | % of AUMhourlyfixed | none reported |
| CLAYTON WEALTH PARTNERS | TOPEKA | $910M | % of AUMhourlyfixed | none reported |
| GREENUP STREET WEALTH MANAGEMENT LLC | OVERLAND PARK | $900M | % of AUMfixed | none reported |
| UNITED CAPITAL MANAGEMENT OF KANSAS, INC. | SALINA | $885M | % of AUMfixedperformance | yes, reported |
| MITCHELL CAPITAL MANAGEMENT CO | LEAWOOD | $847M | % of AUM | none reported |
| TFB ADVISORS, LLC | OVERLAND PARK | $840M | % of AUMfixedsubscription | none reported |
| PINION WEALTH MANAGEMENT, LLC | WICHITA | $837M | % of AUMhourlyfixed | none reported |
| SUNFLOWER WEALTH ADVISORS LLC | SALINA | $813M | other | none reported |
Source: SEC Form ADV monthly data, firms reporting a Kansasheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
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