SEC Form ADV, by state
The largest investment adviser firms in Maine
The current SEC Form ADV data lists 34 investment adviser firms headquartered in Maine, of which 1 (2.9%) answered yes to at least one disciplinary or legal question on Form ADV Item 11. Below are the 50 largest by regulatory assets under management, a gross size measure each firm reports itself. Size is not a quality score, and no public record reports any firm's investment returns.
| Firm | City | Regulatory AUM | Fee methods | Item 11 disclosure |
|---|---|---|---|---|
| H.M. PAYSON | PORTLAND | $9.1B | % of AUMfixed | none reported |
| R M DAVIS INC | PORTLAND | $8.2B | % of AUMhourlyfixed | none reported |
| GREENBACKER CAPITAL MANAGEMENT LLC | PORTLAND | $3.1B | % of AUMperformance | yes, reported |
| MEANS WEALTH MANAGEMENT | BANGOR | $1.6B | % of AUMhourlyother | none reported |
| PORTLAND GLOBAL ADVISORS LLC | PORTLAND | $1.2B | % of AUMfixed | none reported |
| HEADINVEST | PORTLAND | $892M | % of AUMhourlyfixed | none reported |
| GREAT DIAMOND PARTNERS, LLC | PORTLAND | $804M | % of AUMhourlyfixed | none reported |
| OLD PORT ADVISORS | PORTLAND | $783M | % of AUMhourlyfixed | none reported |
| FOW PARTNERS, LP | PORTLAND | $747M | % of AUMperformance | none reported |
| ARIES WEALTH MANAGEMENT, LLC | PORTLAND | $659M | % of AUM | none reported |
| HARPSWELL CAPITAL ADVISORS, LLC | YARMOUTH | $587M | % of AUM | none reported |
| BIGELOW INVESTMENT ADVISORS, LLC | PORTLAND | $555M | % of AUMfixed | none reported |
| PENOBSCOT FINANCIAL ADVISORS | PORTLAND | $545M | % of AUMhourlyfixed | none reported |
| COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | BAR HARBOR | $467M | % of AUMfixed | none reported |
| ROBINSON SMITH WEALTH ADVISORS, LLC | SOUTH PORTLAND | $445M | % of AUMfixed | none reported |
| CHOICE WEALTH ADVISORS LLC | WATERVILLE | $323M | % of AUMhourlyfixed | none reported |
| BIRCHBROOK | BANGOR | $296M | % of AUMhourlyfixed | none reported |
| RM FINANCIAL SERVICES, LLC | FALMOUTH | $245M | % of AUMhourlyfixed | none reported |
| ABBINGTON INVESTMENT GROUP, LLC | SOUTH PORTLAND | $202M | % of AUM | none reported |
| CLARK & STUART INC | PORTLAND | $196M | % of AUM | none reported |
| J.M. ARBOUR, LLC | GARDINER | $183M | % of AUMhourlyfixed | none reported |
| RICHARD BROTHERS, FINANCIAL ADVISORS | SOUTH PORTLAND | $181M | % of AUMhourlyfixed | none reported |
| OUTFITTER FINANCIAL | BRUNSWICK | $158M | % of AUM | none reported |
| GRP RETIREMENT PLANNING | FARMINGDALE | $155M | % of AUMhourlyfixed | none reported |
| MAIDEN COVE CAPITAL | YARMOUTH | $154M | % of AUMhourlyfixed | none reported |
| BLUE POINT FINANCIAL, INC. | SCARBOROUGH | $153M | % of AUMhourlyfixedother | none reported |
| EAGLE FINANCIAL STRATEGIES | BANGOR | $146M | % of AUMhourlyfixed | none reported |
| STEELE STREET CAPITAL LLC | KITTERY | $140M | % of AUMhourlyfixed | none reported |
| GIBSON FINANCIAL SOLUTIONS, INC. | ELLSWORTH | $134M | % of AUMhourlyfixed | none reported |
| WRIGHT COVE CAPITAL | PORTLAND | $121M | % of AUM | none reported |
| MAINE ADVISORY ASSOCIATES | FALMOUTH | $117M | % of AUMhourlyfixed | none reported |
| OLDFIELD WEALTH PARTNERS | BANGOR | $110M | % of AUMfixed | none reported |
| GUIDANCE POINT RETIREMENT SERVICES, LLC | PORTLAND | $88M | % of AUMhourlyfixed | none reported |
Source: SEC Form ADV monthly data, firms reporting a Maineheadquarters address. Fee-method chips are the compensation arrangements each firm checked on Item 5.E; the disclosure column is the firm's own answer to Item 11. Click through to any firm for the full record and a link to its SEC detail page.
Other states
Alabama·Alaska·Arizona·Arkansas·California·Colorado·Connecticut·Delaware·Washington, D.C.·Florida·Georgia·Hawaii·Idaho·Illinois·Indiana·Iowa·Kansas·Kentucky·Louisiana·Maryland·Massachusetts·Michigan·Minnesota·Mississippi·Missouri·Montana·Nebraska·Nevada·New Hampshire·New Jersey·New Mexico·New York·North Carolina·North Dakota·Ohio·Oklahoma·Oregon·Pennsylvania·Rhode Island·South Carolina·South Dakota·Tennessee·Texas·Utah·Vermont·Virginia·Washington·West Virginia·Wisconsin·Wyoming